0001767395-19-000001.txt : 20190228 0001767395-19-000001.hdr.sgml : 20190228 20190228143557 ACCESSION NUMBER: 0001767395-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 EFFECTIVENESS DATE: 20190228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PCI IV PREFERRED EQUITY ISSUER LLC CENTRAL INDEX KEY: 0001767395 IRS NUMBER: 833203333 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-333805 FILM NUMBER: 19642407 BUSINESS ADDRESS: STREET 1: 485 MADISON AVE. STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2129068690 MAIL ADDRESS: STREET 1: 485 MADISON AVE. STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0708 D LIVE 0001767395 PCI IV PREFERRED EQUITY ISSUER LLC 485 MADISON AVE. 22ND FLOOR NEW YORK NY NEW YORK 10022 2129068690 DELAWARE None None Limited Liability Company true 2018 Stuart Boesky 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Executive Officer Chief Executive Officer of Issuer's investment manager Robert Hellman 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer of Issuer's investment manager n/a Pembrook Capital Management LLC 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Director Managing Member of the Issuer n/a PCI IV Management, LLC 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Director Investment Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true true true false 10000000 Mariner Group Capital Markets, Inc. 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 250000000 0 250000000 false 0 0 0 0 false PCI IV PREFERRED EQUITY ISSUER LLC /s/ Robert Hellman Robert Hellman Chief Compliance Officer 2019-02-28