0000897069-19-000099.txt : 20190208 0000897069-19-000099.hdr.sgml : 20190208 20190208144130 ACCESSION NUMBER: 0000897069-19-000099 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190208 DATE AS OF CHANGE: 20190208 EFFECTIVENESS DATE: 20190208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rise Fund II (iCapital), L.P. CENTRAL INDEX KEY: 0001767088 IRS NUMBER: 833345530 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-332475 FILM NUMBER: 19579348 BUSINESS ADDRESS: STREET 1: C/O INSTITUTIONAL CAPITAL NETWORK, INC. STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (646) 214-7458 MAIL ADDRESS: STREET 1: C/O INSTITUTIONAL CAPITAL NETWORK, INC. STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 D 1 primary_doc.xml X0708 D LIVE 0001767088 Rise Fund II (iCapital), L.P. C/O INSTITUTIONAL CAPITAL NETWORK, INC. 60 EAST 42ND STREET, 26TH FLOOR NEW YORK NY NEW YORK 10165 (646) 214-7458 DELAWARE None None Limited Partnership true 2019 -- iCapital Advisors, LLC c/o Institutional Capital Network, Inc. 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Promoter General Partner Justin Lioi c/o Institutional Capital Network, Inc. 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Promoter Executive Officer of the Sole Member of the General Partner and Promoter of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06c 3C 3C.7 false true true true true false 250000 UBS Financial Services Inc. 8174 UBS Financial Services Inc. 8174 1200 Harbor Boulevard Weehawken NJ NEW JERSEY 07086 All States false Indefinite 0 Indefinite false 0 0 0 Certain private placement clients of UBS Financial Services Inc. ("UBS") are required to pay (i) an upfront placement fee directly to UBS and (ii) an ongoing annual fee to the fund (which is then paid to UBS). 0 false Rise Fund II (iCapital), L.P. Justin Lioi Justin Lioi Vice President of Sole Memberf of General Partner 2019-02-08