0001766845-20-000002.txt : 20200203 0001766845-20-000002.hdr.sgml : 20200203 20200203135549 ACCESSION NUMBER: 0001766845-20-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Strategic Wireless Infrastructure Fund, LLC CENTRAL INDEX KEY: 0001766845 IRS NUMBER: 831298026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-332206 FILM NUMBER: 20568043 BUSINESS ADDRESS: STREET 1: 695 TOWN CENTER DRIVE, SUITE 600 CITY: COSTA MESA STATE: CA ZIP: 92626 BUSINESS PHONE: 657-231-7477 MAIL ADDRESS: STREET 1: 695 TOWN CENTER DRIVE, SUITE 600 CITY: COSTA MESA STATE: CA ZIP: 92626 D/A 1 primary_doc.xml X0708 D/A LIVE 0001766845 Strategic Wireless Infrastructure Fund, LLC 695 TOWN CENTER DRIVE, SUITE 600 COSTA MESA CA CALIFORNIA 92626 657-231-7477 DELAWARE None None Limited Liability Company true 2018 Jerry M. Sullivan, Jr. 695 TOWN CENTER DRIVE, SUITE 600 COSTA MESA CA CALIFORNIA 92626 Executive Officer Executive Officer of the Issuer's manager Todd A. Rowley 695 TOWN CENTER DRIVE, SUITE 600 COSTA MESA CA CALIFORNIA 92626 Executive Officer Executive Officer of the Issuer's manager J. Scott Riggs 695 TOWN CENTER DRIVE, SUITE 600 COSTA MESA CA CALIFORNIA 92626 Executive Officer Executive Officer of the Issuer's manager James Condon 695 TOWN CENTER DRIVE, SUITE 600 COSTA MESA CA CALIFORNIA 92626 Executive Officer Executive Officer of the Issuer's sponsor Commercial Decline to Disclose 06b true 0001766845-19-000001 2019-02-01 true true false 50000 SC Distributors, LLC 151152 None None 695 Town Center Drive Suite 600 Costa Mesa CA CALIFORNIA 92626 All States true Aegis Capital Corp. 15007 None None 810 7th Ave Fl 18 New York NY NEW YORK 10019 All States false Alexander Capital, L.P. 40077 None None 17 State Street 5th Floor New York NY NEW YORK 10004 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Arkadios Capital 282710 None None 309 East Paces Ferry Rd. Suite 1000 Atlanta GA GEORGIA 30305 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Capital Investment Brokerage, Inc. 40657 None None 100 East Six Forks Road Ste. 200 Raleigh NC NORTH CAROLINA 27609 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA false Capital Investment Group, Inc. 14752 None None 100 East Six Forks Road Ste. 200 Raleigh NC NORTH CAROLINA 27609 All States false Chalice Capital Partners, LLC 288898 None None 10920 Via Frontera Ste. 520 San Diego CA CALIFORNIA 92127 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Coastal Equities, Inc. 23769 None None 1201 N. Orange St. Ste 729 Wilmington DE DELAWARE 19801 All States false Crown Capital Securities, L.P. 6312 None None 725 Town & Country Road Suite 530 Orange CA CALIFORNIA 92868 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Dempsey Lord Smith, LLC 141238 None None 901 N. Broad St Suite 400 Rome GA GEORGIA 30161 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false First Southern, LLC 282756 None None 8 St. 1 Ste. 401 Guaynabo PR PUERTO RICO 968 AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA GA GEORGIA IN INDIANA KS KANSAS LA LOUISIANA MD MARYLAND NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA PR PUERTO RICO SC SOUTH CAROLINA TX TEXAS UT UTAH false Great Point Capital LLC 114203 None None 200 W. Jackson Ste. 1000 Chicago IL ILLINOIS 60606 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false Infinity Securities Inc 144302 None None 212 9th Street Suite 202 Oakland CA CALIFORNIA 94607 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false Joseph Stone Capital LLC 159744 None None 200 Old Country Road Ste. 610 Mineola NY NEW YORK 11501 All States false KCD Financial, Inc. 127473 None None 3061 Allied Street Suite B Green Bay WI WISCONSIN 54304 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Newbridge Securities 104065 None None 5200 Town Center Circle Ste. 306 Boca Raton FL FLORIDA 33486 All States false NI Advisors 134502 None None 1138 Cadillac Court Milpitas CA CALIFORNIA 95035 AZ ARIZONA CA CALIFORNIA CT CONNECTICUT FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MO MISSOURI NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON false Peak Brokerage Services 157045 None None 11770 US Highway 1 North Ste. 205E Palm Beach Gardens FL FLORIDA 33408 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Stonecrest Capital Markets, Inc. 39616 None None 300 West 6th Street Ste. 1520 Austin TX TEXAS 78701 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA IL ILLINOIS IA IOWA KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false Stonnington Group, LLC 131221 None None 600 S Lake Ave. #502 Pasadena CA CALIFORNIA 91106 CA CALIFORNIA MA MASSACHUSETTS MS MISSISSIPPI NH NEW HAMPSHIRE false SW Financial 145012 None None 1295 Walt Whitman Rd. 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A Melville NY NEW YORK 11747 All States false TCFG Wealth Management, LLC 164153 None None 28202 Cabot Road Ste. 300 Laguna Niguel CA CALIFORNIA 92677 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false The Oak Ridge Financial Services Group, Inc 42941 None None 701 Xenia Avenue South Suite 100 Golden Valley MN MINNESOTA 55416 All States false WestPark Capital, Inc. 39914 None None 1900 Avenue Of The Stars Suite 310 Los Angeles CA CALIFORNIA 90067 All States false Whitehall-Parker Securities, Inc. 10608 None None 477 Pacific Ave Fl 2 San Francisco CA CALIFORNIA 94133 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT ID IDAHO NV NEVADA NM NEW MEXICO NY NEW YORK OK OKLAHOMA OR OREGON TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON false Willow Cove Investment Group, Inc. 107824 None None 7561 County Rd. M Winneconne WI WISCONSIN 54986 AK ALASKA AZ ARIZONA CA CALIFORNIA FL FLORIDA ID IDAHO MD MARYLAND MN MINNESOTA ND NORTH DAKOTA TX TEXAS WI WISCONSIN false World Choice Securities, Inc. 30933 None None 1101 Arwine Ct, Ste 101 Euless TX TEXAS 760040 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NE NEBRASKA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 100000000 19345094 80654906 false 214 4800000 true 0 Maximum amount of selling commissions includes the maximum amount of estimated dealer manager fees. 0 false Strategic Wireless Infrastructure Fund, LLC /s/ James Condon James Condon Authorized Signatory 2020-01-31