0001766192-19-000001.txt : 20190129 0001766192-19-000001.hdr.sgml : 20190129 20190129085942 ACCESSION NUMBER: 0001766192-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190129 DATE AS OF CHANGE: 20190129 EFFECTIVENESS DATE: 20190129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NFRO REIT Sub, LLC CENTRAL INDEX KEY: 0001766192 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-331577 FILM NUMBER: 19547250 BUSINESS ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0708 D LIVE 0001766192 NFRO REIT Sub, LLC 300 CRESCENT COURT SUITE 700 DALLAS TX TEXAS 75201 972-628-4100 DELAWARE None None Limited Liability Company true 2018 N/A Highland Floating Rate Opportunities Fund 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Director Manager of the Issuer James Dondero 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer President and Principal Executive Officer Brian Mitts 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Executive Vice President, CFO and Principal Financial & Accounting Officer Frank Waterhouse 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Treasurer Clifford Stoops 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Assistant Treasurer Dustin Norris 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Secretary Jason Post 300 Crescent Court Suite 700 Dallas TX TEXAS 75201 Executive Officer Chief Compliance Officer and Anti-Money Laundering Officer REITS and Finance Decline to Disclose 06b 3C 3C.7 false 2019-01-22 false true false 1000 Charles Harrison 3071551 H & L Equities, LLC 113794 1175 Peachtree St., NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Lori Mayfield 4899271 H & L Equities, LLC 113794 1175 Peachtree St., NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA TX TEXAS false Patrick Whelchel 5389090 H & L Equities, LLC 113794 1175 Peachtree St., NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA false Scott Harrison 4981070 H & L Equities, LLC 113794 1175 Peachtree St., NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false Charles Mathes 5980160 H & L Equities, LLC 113794 1175 Peachtree St., NE 100 Colony Square, Suite 2200 Atlanta GA GEORGIA 30361 GA GEORGIA TX TEXAS false 125000 125000 0 false 125 6250 0 0 false NFRO REIT Sub, LLC Brian Mitts Brian Mitts Executive Vice President, CFO, PFO and PAO 2019-01-29