0001765422-19-000001.txt : 20190118 0001765422-19-000001.hdr.sgml : 20190118 20190118163629 ACCESSION NUMBER: 0001765422-19-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190118 DATE AS OF CHANGE: 20190118 EFFECTIVENESS DATE: 20190118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Waterfall Sentinel Fund I (UB), LP CENTRAL INDEX KEY: 0001765422 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-330964 FILM NUMBER: 19533553 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D 1 primary_doc.xml X0708 D LIVE 0001765422 Waterfall Sentinel Fund I (UB), LP 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2019 n/a Waterfall Sentinel GP LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Promoter General Partner n/a Waterfall Asset Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Investment Manager Thomas Capasse Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Jack Ross Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Thomas Buttacavoli Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Eugene Weil Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer John Nelligan Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Alain Toto Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false true false true false 5000000 300000000 0 300000000 Total offering amount in Item 13(a) includes the offering amount of the Issuer and certain related entities. false 0 0 0 0 false Waterfall Sentinel Fund I (UB), LP Kenneth Nick Kenneth Nick General Counsel and CCO of the Investment Manager 2019-01-18