0001765257-19-000003.txt : 20191115
0001765257-19-000003.hdr.sgml : 20191115
20191115143750
ACCESSION NUMBER: 0001765257-19-000003
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20191115
DATE AS OF CHANGE: 20191115
EFFECTIVENESS DATE: 20191115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
CENTRAL INDEX KEY: 0001765257
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-330808
FILM NUMBER: 191223952
BUSINESS ADDRESS:
STREET 1: C/O WELLS FARGO INVESTMENT INSTITUTE INC
STREET 2: 401 S TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
BUSINESS PHONE: 704-383-6369
MAIL ADDRESS:
STREET 1: C/O WELLS FARGO INVESTMENT INSTITUTE INC
STREET 2: 401 S TRYON ST
CITY: CHARLOTTE
STATE: NC
ZIP: 28202
FORMER COMPANY:
FORMER CONFORMED NAME: DPIP Project Ride Series, a series of Alternative Strategies Direct Private Investment Program, LLC
DATE OF NAME CHANGE: 20190117
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001765257
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
C/O WELLS FARGO INVESTMENT INSTITUTE INC
401 S TRYON ST
CHARLOTTE
NC
NORTH CAROLINA
28202
704-383-6369
DELAWARE
DPIP Project Ride Series, a series of Alternative Strategies Direct Private Investment Program, LLC
Limited Liability Company
true
2018
N/A
Wells Fargo Investment Institute Inc
401 S Tryon St
Charlotte
NC
NORTH CAROLINA
28202
Promoter
Managing Member
Adam
Taback
c/o Wells Fargo Investment Institute Inc
401 S Tryon St
Charlotte
NC
NORTH CAROLINA
28202
Executive Officer
Managing Director of the Managing Member
Britta
Perkio
Patterson
c/o Wells Fargo Investment Institute Inc
401 S Tryon St
Charlotte
NC
NORTH CAROLINA
28202
Executive Officer
Director of Alternative Investment Strategy of the Managing Member
Daniel
J.
Mavico
c/o Wells Fargo Investment Institute Inc
401 S Tryon St
Charlotte
NC
NORTH CAROLINA
28202
Executive Officer
Chief Compliance Officer of the Managing Member
Rob
Coltrin
c/o Wells Fargo Investment Institute Inc
401 S Tryon St
Charlotte
NC
NORTH CAROLINA
28202
Executive Officer
Executive Officer of the Managing Member
Sean
Nicolosi
c/o Wells Fargo & Company
125 High St, 13th Fl
Boston
MA
MASSACHUSETTS
02110
Executive Officer
Director of Alternative Investment Operations of the Managing Member
Michael
Roman
c/o Wells Fargo & Company
125 High St, 13th Fl
Boston
MA
MASSACHUSETTS
02110
Executive Officer
Vice President of the Managing Member
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001748316-19-000018
2018-12-14
true
true
false
500000
Wells Fargo Advisors, LLC
19616
None
None
One North Jefferson Avenue
St Louis
MO
MISSOURI
63101
SD
SOUTH DAKOTA
WA
WASHINGTON
VA
VIRGINIA
TX
TEXAS
MO
MISSOURI
FL
FLORIDA
CA
CALIFORNIA
OR
OREGON
false
Indefinite
8700000
Indefinite
false
19
174000
0
0
false
DPIP Shift Series, a series of Alternative Strategies Direct Private Investment Program, LLC
/s/ Sean Nicolosi
Sean Nicolosi
Director, Alternative Investment Operations of MM
2019-11-15