0001762996-20-000003.txt : 20200413 0001762996-20-000003.hdr.sgml : 20200413 20200413164517 ACCESSION NUMBER: 0001762996-20-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 EFFECTIVENESS DATE: 20200413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Optofluidics, Inc. CENTRAL INDEX KEY: 0001762996 IRS NUMBER: 273016935 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-364845 FILM NUMBER: 20789137 BUSINESS ADDRESS: STREET 1: 1828 EL CAMINO REAL STREET 2: SUITE 703 CITY: BURLINGAME STATE: CA ZIP: 94010 BUSINESS PHONE: 215-253-5777 MAIL ADDRESS: STREET 1: 1828 EL CAMINO REAL STREET 2: SUITE 703 CITY: BURLINGAME STATE: CA ZIP: 94010 D 1 primary_doc.xml X0708 D LIVE 0001762996 Optofluidics, Inc. 1828 EL CAMINO REAL SUITE 703 BURLINGAME CA CALIFORNIA 94010 215-253-5777 DELAWARE None None Corporation true Robert Wicke 1828 El Camino Real Suite 703 Burlingame CA CALIFORNIA 94010 Executive Officer Director CEO Joseph Keegan 1828 El Camino Real Suite 703 Burlingame CA CALIFORNIA 94010 Director Shahram Hejazi 1828 El Camino Real Suite 703 Burlingame CA CALIFORNIA 94010 Director Chad Souvignier 1828 El Camino Real Suite 703 Burlingame CA CALIFORNIA 94010 Director William Snider 1828 El Camino Real Suite 703 Burlingame CA CALIFORNIA 94010 Director Casey McGlynn 650 Page Mill Road Palo Alto CA CALIFORNIA 94304 Executive Officer Secretary Biotechnology Decline to Disclose 06b false 2020-03-31 false true false 0 11592457 6738727 4853730 false 14 0 0 500000 $500,000 of the total proceeds shall be used for partial repayment of a Note held by Broadoak Fund III, LLC, the manager of which is William Snider. Mr. Snider is a Director of the company. false Optofluidics, Inc. Robert Wicke Robert Wicke CEO 2020-04-13