0001761998-19-000001.txt : 20191219 0001761998-19-000001.hdr.sgml : 20191219 20191219160408 ACCESSION NUMBER: 0001761998-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 EFFECTIVENESS DATE: 20191219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Newstone Capital Partners IV, L.P. CENTRAL INDEX KEY: 0001761998 IRS NUMBER: 832807109 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-328654 FILM NUMBER: 191295811 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2147534300 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 100 CITY: DALLAS STATE: TX ZIP: 75219 D/A 1 primary_doc.xml X0708 D/A LIVE 0001761998 Newstone Capital Partners IV, L.P. 3963 MAPLE AVENUE, SUITE 100 DALLAS TX TEXAS 75219 2147534300 DELAWARE None None Limited Partnership true 2018 John C. Rocchio c/o Newstone Partners IV, LLC 3963 Maple Avenue, Suite 100 Dallas TX TEXAS 75219 Executive Officer Member of the General Partner of the General Partner of the Issuer Timothy P. Costello c/o Newstone Partners IV, LLC 3963 Maple Avenue, Suite 100 Dallas TX TEXAS 75219 Executive Officer Member of the General Partner of the General Partner of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001761998-18-000001 2018-12-21 true true false 0 PTP SECURITIES, LLC 136832 None None 540 Hopmeadow Street Simsbury CT CONNECTICUT 06070 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MO MISSOURI MT MONTANA MS MISSISSIPPI NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA WI WISCONSIN KY KENTUCKY KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false 1100000000 748000000 352000000 Includes amounts in respect of the Issuer's parallel entities. The General Partner reserves the right to offer a greater or lesser amount of limited partner interests. false 23 0 true 0 true Placement agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against management fees payable to the Issuer. 0 true The Issuer's General Partner or affiliate will receive an annual fee for management services, payable in advance quarterly, calculated as set forth in the Issuer's Partnership Agreement. false Newstone Capital Partners IV, L.P. John C. Rocchio John C. Rocchio Member of the General Partner of Issuer's General Partner 2019-12-19