0001761967-19-000001.txt : 20191219 0001761967-19-000001.hdr.sgml : 20191219 20191219155625 ACCESSION NUMBER: 0001761967-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 EFFECTIVENESS DATE: 20191219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Newstone Capital Partners IV-B, L.P. CENTRAL INDEX KEY: 0001761967 IRS NUMBER: 832813012 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-328658 FILM NUMBER: 191295711 BUSINESS ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 100 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2147534300 MAIL ADDRESS: STREET 1: 3963 MAPLE AVENUE, SUITE 100 CITY: DALLAS STATE: TX ZIP: 75219 D/A 1 primary_doc.xml X0708 D/A LIVE 0001761967 Newstone Capital Partners IV-B, L.P. 3963 MAPLE AVENUE, SUITE 100 DALLAS TX TEXAS 75219 2147534300 DELAWARE None None Limited Partnership true 2018 John C. Rocchio c/o Newstone Partners IV, LLC 3963 Maple Avenue, Suite 100 Dallas TX TEXAS 75219 Executive Officer Member of the General Partner of the General Partner of the Issuer Timothy P. Costello c/o Newstone Partners IV, LLC 3963 Maple Avenue, Suite 100 Dallas TX TEXAS 75219 Executive Officer Member of the General Partner of the General Partner of the Issuer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001761967-18-000001 2018-12-21 true true false 0 PTP SECURITIES, LLC 136832 None None 540 Hopmeadow Street Simsbury CT CONNECTICUT 06070 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false 1100000000 748000000 352000000 Includes amounts in respect of the Issuer's parallel entities. The General Partner reserves the right to offer a greater or lesser amount of limited partner interests. false 6 0 true 0 true Placement agent fees are to be paid based upon an established fee schedule. Such fees are offset dollar for dollar against management fees payable to the Issuer. 0 true The Issuer's General Partner or affiliate will receive an annual fee for management services, payable in advance quarterly, calculated as set forth in the Issuer's Partnership Agreement. false Newstone Capital Partners IV-B, L.P. John C. Rocchio John C. Rocchio Member of General Partner of Issuer's General Partner 2019-12-19