0001761194-18-000001.txt : 20181231 0001761194-18-000001.hdr.sgml : 20181231 20181231103528 ACCESSION NUMBER: 0001761194-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c FILED AS OF DATE: 20181231 DATE AS OF CHANGE: 20181231 EFFECTIVENESS DATE: 20181231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BAUM INVESTORS, LLC CENTRAL INDEX KEY: 0001761194 IRS NUMBER: 832519145 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-329260 FILM NUMBER: 181258837 BUSINESS ADDRESS: STREET 1: 3060 PEACHTREE ROAD, NW STREET 2: SUITE 1830 CITY: ATLANTA STATE: GA ZIP: 30305 BUSINESS PHONE: 4049636657 MAIL ADDRESS: STREET 1: 3060 PEACHTREE ROAD, NW STREET 2: SUITE 1830 CITY: ATLANTA STATE: GA ZIP: 30305 D 1 primary_doc.xml X0708 D LIVE 0001761194 BAUM INVESTORS, LLC 3060 PEACHTREE ROAD, NW SUITE 1830 ATLANTA GA GEORGIA 30305 4049636657 GEORGIA None None Limited Liability Company true 2018 Ricky B Novak 3060 PEACHTREE ROAD, NW, SUITE 1830 Atlanta GA GEORGIA 30305 Executive Officer Promoter Manager of Strategic Fund Manager, LLC which is Manager of Issuer and promoter Other Real Estate No Revenues 06c false 2018-12-27 false true false 25000 Bridge Capital Associates, Inc. 143475 James W. Freeman 5828888 127 Main Street Lilburn GA GEORGIA 30047 AZ ARIZONA AR ARKANSAS CO COLORADO DE DELAWARE GA GEORGIA ID IDAHO IA IOWA LA LOUISIANA MN MINNESOTA NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OK OKLAHOMA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false Bridge Capital Associates, Inc. 143475 Ricky Novak 6073887 127 Main Street Lilburn GA GEORGIA 30047 AZ ARIZONA AR ARKANSAS CO COLORADO DE DELAWARE GA GEORGIA ID IDAHO IA IOWA LA LOUISIANA MN MINNESOTA NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OK OKLAHOMA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON false Bridge Capital Associates, Inc. 143475 John Howard 6724179 127 Main Street Lilburn GA GEORGIA 30047 LA LOUISIANA false 3900000 3900000 0 false 51 673000 0 $468,000 in cash compensation and 8.2 Class A Units valued at $205,000 in non-cash compensation. 550000 $400,000 consulting fee for prior work and $150,000 for five year consulting agreement. false BAUM INVESTORS, LLC James W. Freeman James W. Freeman Mgr. of Strategic Fund Manager, LLC which is Mgr. of Issuer 2018-12-31