0001760718-18-000001.txt : 20181204 0001760718-18-000001.hdr.sgml : 20181204 20181204171233 ACCESSION NUMBER: 0001760718-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(5) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 EFFECTIVENESS DATE: 20181204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWS VENTURES IV COI, LLC CENTRAL INDEX KEY: 0001760718 IRS NUMBER: 832580857 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-327185 FILM NUMBER: 181217696 BUSINESS ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 721-5500 MAIL ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 D 1 primary_doc.xml X0708 D LIVE 0001760718 UWS VENTURES IV COI, LLC 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 (212) 721-5500 DELAWARE None None Limited Liability Company true 2018 DOUGLAS F. EISENBERG 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Promoter CHIEF EXECUTIVE OFFICER OF THE INDIRECT OWNER OF THE MGR OF THE ISSUER ("SPONSOR") JOHN ARRILLAGA, JR. 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Promoter FOUNDER OF THE SPONSOR Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.5 3C.7 false true false true true false 0 Indefinite 0 Indefinite false 0 0 0 0 true THE MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE ASSET MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL GOVERNING DOCUMENTS. false UWS VENTURES IV COI, LLC /S/ DOUGLAS F. EISENBERG DOUGLAS F. EISENBERG INDIRECT MBR & AUTHORIZED SIGNATORY OF THE MGR OF THE ISSUER 2018-12-04