0001760439-20-000001.txt : 20200228 0001760439-20-000001.hdr.sgml : 20200228 20200227203326 ACCESSION NUMBER: 0001760439-20-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200228 DATE AS OF CHANGE: 20200227 EFFECTIVENESS DATE: 20200228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST HEALTH & RECREATION INC. CENTRAL INDEX KEY: 0001760439 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-361568 FILM NUMBER: 20665160 BUSINESS ADDRESS: STREET 1: SUITE 2200, HSBC BUILDING STREET 2: 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: (480)494-2261 MAIL ADDRESS: STREET 1: 627 S. 48TH STREET STREET 2: SUITE 1100 CITY: TEMPE STATE: AZ ZIP: 85281 D 1 primary_doc.xml X0708 D LIVE 0001760439 HARVEST HEALTH & RECREATION INC. 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 480-493-2571 BRITISH COLUMBIA, CANADA RockBridge Resources Inc RockBridge Energy Inc. None Corporation true Steven White 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Executive Officer Director Jason Vedadi 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Executive Officer Director Elroy Sailor 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Director Mark Barnard 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Director Leo Jaschke 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Executive Officer Ana Dutra 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Director Eula Adams 1155 W. Rio Salado Parkway Suite 201 Tempe AZ ARIZONA 85281 Director Other $25,000,001 - $100,000,000 06b false 2020-01-24 true true true true true true Each unit is comprised of (a) USD$1,000 of 9.25% senior secured notes due 2022 and (b) 109 warrants. Each whole warrant is exercisable for one common share at an exercise price of CDN $3.66 per share until December 20, 2022. false 0 CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC. 7449 CANACCORD GENUITY GROUP CORP. None 609 GRANVILLE STREET SUITE 2200 VANCOUVER A1 BRITISH COLUMBIA, CANADA V7Y 1H2 NY NEW YORK false A.G.P. / ALLIANCE GLOBAL PARTNERS 8361 ALLIANCE GLOBAL, LLC None 88 POST ROAD WEST 2ND FLOOR WESTPORT CT CONNECTICUT 06880 NY NEW YORK false 19745926 5149435 14596491 The additional $14,596,491 may be received upon the exercise of share purchase warrants sold inside or outside the U.S. The U.S. dollar amounts are based on the Bank of Canada average rate of exchange reported on 1/24/2020, which was Cdn$1.3140=USD$1.00. false 4 197280 0 0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors. false HARVEST HEALTH & RECREATION INC. STEVEN WHITE STEVEN WHITE CHIEF EXECUTIVE OFFICER/DIRECTOR 2020-02-26