0001760054-19-000002.txt : 20190517 0001760054-19-000002.hdr.sgml : 20190517 20190517164307 ACCESSION NUMBER: 0001760054-19-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 EFFECTIVENESS DATE: 20190517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roundhill Financial Inc. CENTRAL INDEX KEY: 0001760054 IRS NUMBER: 831890375 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-339883 FILM NUMBER: 19836426 BUSINESS ADDRESS: STREET 1: 575 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (646)661-5441 MAIL ADDRESS: STREET 1: 575 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Roundhill Financial LLC DATE OF NAME CHANGE: 20181126 D 1 primary_doc.xml X0708 D LIVE 0001760054 Roundhill Financial Inc. 575 5th Avenue, 14th Floor NEW YORK NY NEW YORK 10017 (917) 370-3164 DELAWARE Roundhill Financial LLC Corporation true 2018 William Hershey 575 5th Avenue, 14th Floor New York NY NEW YORK 10017 Executive Officer Director Timothy Maloney 575 5th Avenue, 14th Floor New York NY NEW YORK 10017 Executive Officer Director Other Banking and Financial Services Decline to Disclose 06b false 2019-05-10 false true false 750000 2000000 1250000 750000 false 7 0 0 0 false Roundhill Financial Inc. /s/ William Hershey William Hershey CEO 2019-05-17