0001758489-18-000002.txt : 20181114 0001758489-18-000002.hdr.sgml : 20181114 20181114144719 ACCESSION NUMBER: 0001758489-18-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROCK ISLAND CAPITAL FUND III-A, L.P. CENTRAL INDEX KEY: 0001758496 IRS NUMBER: 832276738 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-325810 FILM NUMBER: 181182871 BUSINESS ADDRESS: STREET 1: 1415 W. 22ND STREET STREET 2: SUITE 1250 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 6304139147 MAIL ADDRESS: STREET 1: 1415 W. 22ND STREET STREET 2: SUITE 1250 CITY: OAK BROOK STATE: IL ZIP: 60523 D 1 primary_doc.xml X0708 D LIVE 0001758496 ROCK ISLAND CAPITAL FUND III-A, L.P. 1415 W. 22ND STREET SUITE 1250 OAK BROOK IL ILLINOIS 60523 6304139136 DELAWARE None None Limited Partnership true 2018 N/A RIC GP III, LLC 1415 W. 22nd St Suite 1250 Oak Brook IL ILLINOIS 60523 Director General Partner of the Issuer Michael Nugent 1415 W. 22nd St Suite 1250 Oak Brook IL ILLINOIS 60523 Executive Officer Member of the General Partner of the Issuer Alfred Mattaliano 1415 W. 22nd St Suite 1250 Oak Brook IL ILLINOIS 60523 Executive Officer Member of the General Partner of the Issuer Brian Bastedo 1415 W. 22nd St Suite 1250 Oak Brook IL ILLINOIS 60523 Executive Officer Member of the General Partner of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2018-10-31 false true true false 0 Shannon Advisors LLC 150305 None None 272 East Deerpath Road Suite 254 Lake Forest IL ILLINOIS 60045 DE DELAWARE IL ILLINOIS NJ NEW JERSEY NY NEW YORK TX TEXAS false Indefinite 20000000 Indefinite false 1 0 0 Placement agent fees to be paid based upon a fee schedule. Such fees are offset dollar-for-dollar against the management fees payable by the Issuer. 0 The Issuer's general partner is entitled to a performance allocation. The Issuer's investment manager is entitled to a management fee. The performance allocation and management fee are fully disclosed in the Issuer's confidential offering materials. false ROCK ISLAND CAPITAL FUND III-A, L.P. /s/ Michael Nugent Michael Nugent Member, RIC GP III, LLC, General Partner of the Issuer 2018-11-13