0000905718-18-000952.txt : 20181129 0000905718-18-000952.hdr.sgml : 20181129 20181129162859 ACCESSION NUMBER: 0000905718-18-000952 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20181129 DATE AS OF CHANGE: 20181129 EFFECTIVENESS DATE: 20181129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Innovation X Holdings II, LLC - Series 2018-5 CENTRAL INDEX KEY: 0001758240 IRS NUMBER: 832348288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-326879 FILM NUMBER: 181208768 BUSINESS ADDRESS: STREET 1: 200 VESEY STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: 212-417-8033 MAIL ADDRESS: STREET 1: 200 VESEY STREET, 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 D 1 primary_doc.xml X0708 D LIVE 0001758240 Innovation X Holdings II, LLC - Series 2018-5 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281 212-417-8033 DELAWARE None None Limited Liability Company true 2018 - Innovation X Management II LLC 200 VESEY STREET 25TH FLOOR NEW YORK NY NEW YORK 10281 Executive Officer Manager - National Asset Management, Inc. 200 VESEY STREET 25TH FLOOR NEW YORK NY NEW YORK 10281-1023 Executive Officer Advisor Michael Mullen c/o National Asset Management, Inc. 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281-1023 Executive Officer Roger Monteforte c/o National Asset Management, Inc. 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281-1023 Executive Officer Tom Kowalczyk c/o National Asset Management, Inc. 200 VESEY STREET, 25TH FLOOR NEW YORK NY NEW YORK 10281-1023 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false true false true false 0 National Securities Corporation 7569 None None 600 UNIVERSITY STREET SUITE 2300 SEATTLE WA WASHINGTON 98101 All States false 25000000 0 25000000 false 0 2500000 true 0 true Assumes maximum commissions earned. 0 true Roger Monteforte is a branch owner of the Placement Agent and will receive a portion of the commissions. Manager will receive carried interest of 10% on realized gains. false Innovation X Holdings II, LLC - Series 2018-5 /s/ Michael Mullen Michael Mullen Authorized Signatory 2018-11-29