0001756920-19-000001.txt : 20190108 0001756920-19-000001.hdr.sgml : 20190108 20190108145718 ACCESSION NUMBER: 0001756920-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20190108 DATE AS OF CHANGE: 20190108 EFFECTIVENESS DATE: 20190108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aegis Special Situations Fund LLC - Series DNA I CENTRAL INDEX KEY: 0001756920 IRS NUMBER: 832156932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-324324 FILM NUMBER: 19515737 BUSINESS ADDRESS: STREET 1: 810 SEVENTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-813-1010 MAIL ADDRESS: STREET 1: 810 SEVENTH AVENUE STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0708 D/A LIVE 0001756920 Aegis Special Situations Fund LLC - Series DNA I 810 SEVENTH AVENUE 18TH FLOOR NEW YORK NY NEW YORK 10019 212-813-1010 DELAWARE None None Limited Liability Company true 2018 Mark Goldwasser 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Director Promoter Manager of Aegis Special Situations Management LLC, Manager, and President of Investment Manager. Cassel Shapiro 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Director Promoter Manager of Aegis Special Situations Management LLC, Manager, and Managing Director of Investment Manager. - Aegis Special Situations Management LLC 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Director Promoter Manager of the Issuer. - Aegis Capital Corp. 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Promoter Investment Manager of the Issuer. - Aegis Capital Holding Corp. 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 Promoter Sole Member of Manager and principal stockholder of Investment Manager. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 true 0001756920-18-000001 true false true true false 0 Aegis Capital Corp. 15007 None None 810 Seventh Avenue 18th Floor New York NY NEW YORK 10019 All States true 12500000 5312000 7188000 false 69 1250000 true 0 Sales commissions equal 10% of gross proceeds raised in the Offering. 0 false Aegis Special Situations Fund LLC - Series DNA I /S/ CASSEL SHAPIRO Cassel Shapiro Manager of Manager 2019-01-08