0000350797-20-000105.txt : 20200917 0000350797-20-000105.hdr.sgml : 20200917 20200917142938 ACCESSION NUMBER: 0000350797-20-000105 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200917 DATE AS OF CHANGE: 20200917 EFFECTIVENESS DATE: 20200917 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Belgard Capital Fund LLC CENTRAL INDEX KEY: 0001752572 IRS NUMBER: 611897725 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-321162 FILM NUMBER: 201180911 BUSINESS ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-482-8260 MAIL ADDRESS: STREET 1: TWO INTERNATIONAL PLACE CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001752572 Belgard Capital Fund LLC TWO INTERNATIONAL PLACE BOSTON MA MASSACHUSETTS 02110 617-482-8260 DELAWARE None None Limited Liability Company true 2018 Management Eaton Vance Two International Place Boston MA MASSACHUSETTS 02110 Promoter Frederick S. Marius c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Thomas Faust Jr. c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager A. John Murphy c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Laurie G. Hylton c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Daniel Cataldo c/o Eaton Vance Management Two International Place Boston MA MASSACHUSETTS 02110 Executive Officer Executive Officer of the Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0000350797-19-000038 true true true true Shares of the Fund false 1000000 Eaton Vance Distributors, Inc. 37731 None None Two International Place Boston MA MASSACHUSETTS 02110 All States false BB&T SECURITIES, LLC 142785 None None 901 EAST BYRD STREET RIVERFRONT PLAZA, WEST TOWER Richmond VA VIRGINIA 23219 All States true NORTHERN TRUST SECURITIES, INC. 7927 None None 50 SOUTH LASALLE STREET Chicago IL ILLINOIS 60603 AZ ARIZONA CA CALIFORNIA CO COLORADO FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false OPPENHEIMER & CO. INC 249 None None 85 BROAD STREET 22ND,24TH FLOOR New York NY NEW YORK 10004 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false ROBERT W. BAIRD & CO. INCORPORATED 8158 None None 777 E. WISCONSIN AVENUE Milwaukee WI WISCONSIN 53202 All States true SANFORD C. BERNSTEIN & CO., LLC 104474 None None 1345 AVENUE OF THE AMERICAS New York NY NEW YORK 10105-0096 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN true Hightower Advisors, LLC 145323 None None 200 W. Madison St. Suite 2500 Chicago IL ILLINOIS 60606 AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false RBC Capital Markets, LLC 31194 None None 3 WORLD FINANCIAL CENTER 200 VESEY ST. New York NY NEW YORK 10281 All States true CIBC Private Wealth Advisors (Atlantic Trust) 109644 None None One South Wacker Drive suite 3500 Chicago IL ILLINOIS 60606 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING true Mercer Advisors 147363 None None 1801 East Cabrillo Blvd Santa Barbara CA CALIFORNIA 93108 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN true First Republic Securities LLC 105108 None None 111 Pine Street San Francisco CA CALIFORNIA 94111 All States false Ameriprise Financial 6363 None None 707 2nd Avenue South Minneapolis MN MINNESOTA 55402 All States true Merrill Lynch, Pierce Fenner, & Smith 7691 None None One Bryant Park New York NY NEW YORK 10036 All States true Stifel Nicolaus & Company, Inc. 793 None None 501 North Broadway St Louis MO MISSOURI 63102 All States true Charles Schwab & Co., Inc. 5393 None None 211 Main Street San Francisco CA CALIFORNIA 94105 All States true Morgan Stanley 8209 None None 1585 Broadway New York NY NEW YORK 10036-8293 All States true Bessemer Investor Services 17442 None None 630 Fifth Avenue New York NY NEW YORK 10111-0333 All States true JP Morgan Securities (Private Bank uses JPM Securities) 79 None None 383 Madison Avenue New York NY NEW YORK 10179 All States true UBS Financial Services 8174 None None 1200 Harbor Blvd Weehawken NJ NEW JERSEY 07086 All States true Cetera Advisors LLC 10299 None None 4600 South Syracuse St Suite 600 Denver CO COLORADO 80237 All States true Cetera Advisors LLC 10299 Cetera Advisor Networks 13572 200 N Pacific Coast Hwy Suite 1300 El Segundo CA CALIFORNIA 90245-5672 All States true Cetera Advisors LLC 10299 Cetera Financial Specialists 10358 200 North Martingale RD 7th fl Schaumburg IL ILLINOIS 60173 All States true Cetera Advisors LLC 10299 Cetera Investment Services 15340 400 First St S. Suite 300 St Cloud MN MINNESOTA 56032 All States true Cetera Advisors LLC 10299 Summit Brokerage Services 34643 595 S. Federal Hwy Suite 500 Boca Raton FL FLORIDA 33432 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Cetera Advisors LLC 10299 First Allied Securities 32444 655 West Broadway 12th fl San Diego CA CALIFORNIA 92101 All States true Indefinite 3052296151 Indefinite false 903 0 0 0 false Belgard Capital Fund LLC /s/ A.John Murphy A. John Murphy Vice President 2020-09-17