0001750117-19-000001.txt : 20190123 0001750117-19-000001.hdr.sgml : 20190123 20190123095426 ACCESSION NUMBER: 0001750117-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190123 DATE AS OF CHANGE: 20190123 EFFECTIVENESS DATE: 20190123 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Vivo Capital Fund IX, L.P. CENTRAL INDEX KEY: 0001750117 IRS NUMBER: 320558371 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-319413 FILM NUMBER: 19536651 BUSINESS ADDRESS: STREET 1: 505 HAMILTON AVENUE STREET 2: SUITE 207 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 688-0818 MAIL ADDRESS: STREET 1: 505 HAMILTON AVENUE STREET 2: SUITE 207 CITY: PALO ALTO STATE: CA ZIP: 94301 D/A 1 primary_doc.xml X0708 D/A LIVE 0001750117 Vivo Capital Fund IX, L.P. 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 (650) 688-0818 DELAWARE None None Limited Partnership true 2018 N/A Vivo Capital IX, LLC 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Promoter General Partner of the Issuer Frank Kung 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Director Managing Member of the General Partner Albert Cha 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Director Managing Member of the General Partner Shan Fu 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Director Managing Member of the General Partner Edgar Engleman 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Director Managing Member of the General Partner Chen Yu 505 HAMILTON AVENUE SUITE 207 PALO ALTO CA CALIFORNIA 94301 Director Managing Member of the General Partner Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001750117-18-000002 2018-08-20 false true false 0 Probitas Funds Group, LLC 115876 Probitas Funds Group, LLC 115876 425 California Street San Francisco CA CALIFORNIA 94104 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS LA LOUISIANA MI MICHIGAN MS MISSISSIPPI MT MONTANA NH NEW HAMPSHIRE NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OR OREGON PA PENNSYLVANIA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON false China Concept Consulting Ltd. None None None 18 Harcourt Road Admiralty Centre, Room 606 Tower I Admiralty K3 HONG KONG - true Gold Eagle Enterprises Limited 677370 None None 77 Leighton Road Suite 1222, 12/F, Leighton Centre Causeway Bay K3 HONG KONG - true Indefinite 863978261 Indefinite false 29 0 0 Placement agent fees are to be paid on an established fee schedule. 0 false Vivo Capital Fund IX, L.P. /s/ Albert Cha Albert Cha Managing Member of the General Partner 2019-01-23