0001749843-18-000002.txt : 20181002 0001749843-18-000002.hdr.sgml : 20181002 20181002162219 ACCESSION NUMBER: 0001749843-18-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20181002 DATE AS OF CHANGE: 20181002 EFFECTIVENESS DATE: 20181002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Leg IV & Opportunities Fund, LLC CENTRAL INDEX KEY: 0001749843 IRS NUMBER: 831418593 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-319235 FILM NUMBER: 181101565 BUSINESS ADDRESS: STREET 1: 120 SOUTH CENTRAL AVENUE CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 317-571-4600 MAIL ADDRESS: STREET 1: 120 SOUTH CENTRAL AVENUE CITY: CLAYTON STATE: MO ZIP: 63105 D/A 1 primary_doc.xml X0708 D/A LIVE 0001749843 Leg IV & Opportunities Fund, LLC 120 SOUTH CENTRAL AVENUE CLAYTON MO MISSOURI 63105 317-571-4600 MISSOURI None None Limited Liability Company true 2018 Jeffrey S. Cohen 600 East 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Managing Director of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer David W. Knall 600 East 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Managing Director of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer Jamie M. Knall 600 East 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Managing Director of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer Thomas J. Pence 600 East 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Managing Director of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer Michael E. Aguirre 600 E. 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Senior VP of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer Michael J. Hall 600 E. 96th Street, Suite 575 Indianapolis IN INDIANA 46240 Executive Officer Senior VP of Stifel, Nicolaus & Company, Incorporated - Manager of Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001749843-18-000001 2018-08-03 false true true false 250000 Indefinite 14900000 Indefinite false 39 0 0 0 false Leg IV & Opportunities Fund, LLC /s/ Jeffrey S. Cohen Jeffrey S. Cohen VP-Stifel, Nicolaus & Co, Incorporated, Manager 2018-10-01