0001749653-23-000005.txt : 20230726 0001749653-23-000005.hdr.sgml : 20230726 20230726172028 ACCESSION NUMBER: 0001749653-23-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20230726 DATE AS OF CHANGE: 20230726 EFFECTIVENESS DATE: 20230726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tri-State Trading, LLC CENTRAL INDEX KEY: 0001749653 IRS NUMBER: 822197537 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-318825 FILM NUMBER: 231114593 BUSINESS ADDRESS: STREET 1: 315 MADISON AVENUE, SUITE 3051 STREET 2: C/O AI GLOBAL INVESTORS CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646.854.5900 MAIL ADDRESS: STREET 1: 315 MADISON AVENUE, SUITE 3051 STREET 2: C/O AI GLOBAL INVESTORS CITY: NEW YORK STATE: NY ZIP: 10017 D/A 1 primary_doc.xml X0708 D/A LIVE 0001749653 Tri-State Trading, LLC 315 MADISON AVENUE, SUITE 3051 C/O AI GLOBAL INVESTORS NEW YORK NY NEW YORK 10017 646.854.5900 FLORIDA None None Limited Liability Company true Lawrence Carson Newhook 19 Peter's Road Hamilton Parish D0 BERMUDA 33701 Executive Officer Investment Manager Nicole Lawen Biernat Newhook 315 Madison Avenue, Suite 3051 c/o Al Global Investors New York NY NEW YORK 10017 Executive Officer Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06c 3C 3C.1 true 0001749653-18-000001 2017-12-21 true true false 50000 Indefinite 5000000 Indefinite false 7 0 0 0 false Tri-State Trading, LLC Lawrence Newhook Lawrence Newhook LLC Manager 2023-07-26