0001747985-18-000001.txt : 20180810 0001747985-18-000001.hdr.sgml : 20180810 20180809194257 ACCESSION NUMBER: 0001747985-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180810 DATE AS OF CHANGE: 20180809 EFFECTIVENESS DATE: 20180810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Alpha Ascent Surface LLC CENTRAL INDEX KEY: 0001747985 IRS NUMBER: 981438644 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-318931 FILM NUMBER: 181006781 BUSINESS ADDRESS: STREET 1: 27 IMPERIAL AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 BUSINESS PHONE: (203) 557-8856 MAIL ADDRESS: STREET 1: 27 IMPERIAL AVENUE CITY: WESTPORT STATE: CT ZIP: 06880 D 1 primary_doc.xml X0708 D LIVE 0001747985 Alpha Ascent Surface LLC 27 IMPERIAL AVENUE TOP FLOOR WESTPORT CT CONNECTICUT 06880 (203) 557-8856 CAYMAN ISLANDS None None Other Cayman Islands limited liability company true 2018 N/A N/A Alpha Ascent Surface Manager LLC c/o Alpha Ascent Ventures LLC 27 Imperial Avenue, Top Floor Westport CT CONNECTICUT 06880 Promoter Manager of the Issuer N/A N/A Alpha Ascent Ventures LLC 27 Imperial Avenue Top Floor Westport CT CONNECTICUT 06880 Promoter Management Company (the "Management Company") Eric Greenberg c/o Alpha Ascent Ventures LLC 27 Imperial Avenue, Top Floor Westport CT CONNECTICUT 06880 Director Managing Director of the Manager of the Manager of the Issuer Andrew Kleeger c/o Alpha Ascent Ventures LLC 27 Imperial Avenue, Top Floor Westport CT CONNECTICUT 06880 Director Managing Director of the Manager of the Manager of the Issuer Arthur Maloy c/o Alpha Ascent Ventures LLC 27 Imperial Avenue, Top Floor Westport CT CONNECTICUT 06880 Director Managing Director of the Manager of the Manager of the Issuer Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false 2018-07-23 false true false 0 Ascent Capital Advisors (America) LLC 226540 None None 27 Imperial Avenue Top Floor Westport CT CONNECTICUT 06880 CT CONNECTICUT FL FLORIDA NJ NEW JERSEY NY NEW YORK OH OHIO TX TEXAS false Ascent Capital Advisors Limited None None None 601 Hoseinee House 69 Wyndham Street Central K3 HONG KONG 999077 true 2000000 1750000 250000 Denomination in Euros. false 14 6875 0 Denomination in Euros. 0 The Manager (or its designee) is entitled to a management fee payable by the Issuer. false Alpha Ascent Surface LLC /s/ Eric Greenberg Eric Greenberg Managing Director of the Manager of the Manager of the Issue 2018-08-09