0001745193-18-000001.txt : 20180629 0001745193-18-000001.hdr.sgml : 20180629 20180629170405 ACCESSION NUMBER: 0001745193-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180629 DATE AS OF CHANGE: 20180629 EFFECTIVENESS DATE: 20180629 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ATERIAN INVESTMENT PARTNERS III-A, LP CENTRAL INDEX KEY: 0001745193 IRS NUMBER: 830925557 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-315853 FILM NUMBER: 18930020 BUSINESS ADDRESS: STREET 1: 11 E. 44TH STREET, SUITE 1803 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: (212) 547-2806 MAIL ADDRESS: STREET 1: 11 E. 44TH STREET, SUITE 1803 CITY: NEW YORK STATE: NY ZIP: 10017 D 1 primary_doc.xml X0708 D LIVE 0001745193 ATERIAN INVESTMENT PARTNERS III-A, LP 11 E. 44TH STREET, SUITE 1803 NEW YORK NY NEW YORK 10017 (212) 547-2806 DELAWARE None None Limited Partnership true 2018 BRANDON BETHEA 11 E. 44TH STREET, SUITE 1803 NEW YORK NY NEW YORK 10017 Executive Officer Promoter MICHAEL FIELDSTONE 11 E. 44TH STREET, SUITE 1803 NEW YORK NY NEW YORK 10017 Executive Officer Promoter CHRISTOPHER THOMAS 11 E. 44TH STREET, SUITE 1803 NEW YORK NY NEW YORK 10017 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true false true true false 0 UBS SECURITIES LLC 7654 None None 1285 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10019 All States false Indefinite 0 Indefinite false 0 0 true 0 true SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS AND SUCH AMOUNTS WILL NOT BE FINALIZED UNTIL THE FINAL CLOSING OF THE OFFERING. 0 true THE GENERAL PARTNER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS. false ATERIAN INVESTMENT PARTNERS III-A, LP /S/ MICHAEL FIELDSTONE MICHAEL FIELDSTONE MANAGER OF THE GP OF THE GP OF THE ISSUER 2018-06-29