0001742036-21-000001.txt : 20210423 0001742036-21-000001.hdr.sgml : 20210423 20210422192044 ACCESSION NUMBER: 0001742036-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210423 DATE AS OF CHANGE: 20210422 EFFECTIVENESS DATE: 20210423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BR Axis West, DST CENTRAL INDEX KEY: 0001742036 IRS NUMBER: 827037245 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-313816 FILM NUMBER: 21846282 BUSINESS ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128431601 MAIL ADDRESS: STREET 1: 712 FIFTH AVENUE, 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 D/A 1 primary_doc.xml X0708 D/A LIVE 0001742036 BR Axis West, DST 712 FIFTH AVENUE, 9TH FLOOR NEW YORK NY NEW YORK 10019 2128431601 DELAWARE None None Other Delaware Statutory Trust true 2018 R. Ramin Kamfar 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Founder and Chief Executive Officer of the Sponsor of the Issuer. Joshua M. Hoffman 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer President of the Sponsor of the Issuer. Jordan B. Ruddy 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Chief Operating Officer of the Sponsor of the Issuer. Michael L. Konig 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Senior Vice President - General Counsel of the Sponsor of the Issuer. Ryan S. MacDonald 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Chief Acquisitions Officer of the Sponsor of the Issuer. Sarah Girand 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Senior Vice President - Asset Management of the Sponsor of the Issuer. BR Axis West DST Manager LLC 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Executive Officer Manager of the Issuer. Bluerock Value Exchange LLC 712 Fifth Avenue, 9th Floor New York NY NEW YORK 10019 Promoter Sponsor of the Issuer. Residential Decline to Disclose 06b true 0001742036-18-000001 2018-05-24 true true Beneficial Interests in a Delaware Statutory Trust false 100000 COURTLANDT SECURITIES CORPORATION 137356 None None 18218 MCDURMOTT SUITE A IRVINE CA CALIFORNIA 92614 AZ ARIZONA CA CALIFORNIA FL FLORIDA NV NEVADA NC NORTH CAROLINA TX TEXAS WA WASHINGTON false EMERSON EQUITY LLC 130032 None None 155 BOVET ROAD SUITE 725 SAN MATEO CA CALIFORNIA 94402 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false SANDLAPPER SECURITIES, LLC 137906 None None SANDLAPPER FINANCIAL CENTER 800 E. NORTH STREET, 2ND FLOOR GREENVILLE SC SOUTH CAROLINA 29601 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false MCDERMOTT INVESTMENT SERVICES, LLC 154926 None None ONE WEST BROAD STREET 11TH FLOOR BETHLEHEM PA PENNSYLVANIA 18018 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false WEALTHFORGE SECURITIES, LLC 152550 None None 6800 PARAGON PLACE SUITE 200 RICHMOND VA VIRGINIA 23230 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. 18487 None None 4250 VETERANS MEMORIAL HIGHWAY 4TH FLOOR EAST HOLBROOK NY NEW YORK 11741 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false CAMBRIDGE INVESTMENT RESEARCH, INC. 39543 None None 1776 PLEASANT PLAIN RD. FAIRFIELD IA IOWA 52556-8757 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NE NEBRASKA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Sigma Financial Corporation 14303 None None 300 Parkland Plaza Ann Arbor MI MICHIGAN 48103 All States false Berthel Fisher & Company Financial Services, Inc. 13609 None None 4201 42nd Street NE Suite 100 Cedar Rapids IA IOWA 52402 All States false Parkland Securities, LLC 115368 None None 300 Parkland Plaza Ann Arbor MI MICHIGAN 48103 All States false Concorde Investment Services, LLC 151604 None None 19500 Victor Parkway Suite 550 Livonia MI MICHIGAN 48152 All States false Centaurus Financial, Inc. 30833 None None 2300 Katella Avenue Suite 200 Anaheim CA CALIFORNIA 92806 All States false Client One Securities LLC 152974 None None 11460 Tomahawk Creek Parkway Leawood KS KANSAS 66211 All States false Colorado Financial Service Corporation 104343 None None 188 Inverness Drive West Suite 100 Centennial CO COLORADO 80112 All States false Infinex Investments, Inc. 35371 None None 538 Preston Avenue Meriden CT CONNECTICUT 06450 All States false International Assets Advisory, LLC 10645 None None 390 North Orange Avenue STE 750 Orlando FL FLORIDA 32801 All States false Lightpath Capital, Inc 34617 None None 1560 E Southlake Blvd Suite 100 Southlake TX TEXAS 76092 AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA HI HAWAII MA MASSACHUSETTS MS MISSISSIPPI MT MONTANA NV NEVADA NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OK OKLAHOMA OR OREGON PA PENNSYLVANIA TX TEXAS VA VIRGINIA WA WASHINGTON false Ameritas Investment Company, LLC 14869 None None 5900 "O" Street Lincoln NE NEBRASKA 68510 All States false CFD Investments, Inc. 25427 None None 2704 S Goyer Rd Kokomo IN INDIANA 46902 All States false Voya Financial Advisors, Inc. 2882 None None 699 Walnut Street Suite 100 Des Moines IA IOWA 50309 All States false Bluerock Capital Markets LLC 136974 None None 1345 Avenue of the Americas 32nd Floor New York NY NEW YORK 10105 All States false 31818872 31818872 0 false 126 2331050 true 0 189004 true Organization and Offering Expenses reimbursable to Bluerock Value Exchange, LLC, the Sponsor, and its affiliates. false BR Axis West, DST /s/ Joshua M. Hoffman Joshua M. Hoffman President of the Sponsor of the Issuer 2021-04-22