0001741540-18-000001.txt : 20180522 0001741540-18-000001.hdr.sgml : 20180522 20180522133207 ACCESSION NUMBER: 0001741540-18-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20180522 DATE AS OF CHANGE: 20180522 EFFECTIVENESS DATE: 20180522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TCA 400-OT, LLC CENTRAL INDEX KEY: 0001741540 IRS NUMBER: 825455630 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-312957 FILM NUMBER: 18851972 BUSINESS ADDRESS: STREET 1: 440 SOUTH CHURCH STREET, SUITE 800 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-714-4515 MAIL ADDRESS: STREET 1: 440 SOUTH CHURCH STREET, SUITE 800 CITY: CHARLOTTE STATE: NC ZIP: 28202 D 1 primary_doc.xml X0708 D LIVE 0001741540 TCA 400-OT, LLC 440 SOUTH CHURCH STREET, SUITE 800 CHARLOTTE NC NORTH CAROLINA 28202 704-714-4515 NORTH CAROLINA None None Limited Liability Company true 2018 N/A Trinity Capital Advisors, LLC 440 South Church Street Suite 800 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Manager of Issuer Gary K. Chesson 440 South Church Street Suite 800 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director A Manager of the Manager of the Issuer C. Walker Collier, III 440 South Church Street Suite 800 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director A Manager of the Manager of the Issuer Peter J. Conway 440 South Church Street Suite 800 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director A Manager of the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.5 false 2018-05-14 false true true false 0 90750 90750 0 false 7 0 0 90750 The proceeds are to be used to redeem certain principals of the issuer false TCA 400-OT, LLC /s/ Gary Chesson Gary Chesson A Manager of the Manager of the Issuer 2018-05-22