0001741522-21-000004.txt : 20210813 0001741522-21-000004.hdr.sgml : 20210813 20210813131016 ACCESSION NUMBER: 0001741522-21-000004 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Surface Ophthalmics, Inc. CENTRAL INDEX KEY: 0001741522 IRS NUMBER: 825086584 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-402408 FILM NUMBER: 211171117 BUSINESS ADDRESS: STREET 1: 5000 HOPYARD ROAD STREET 2: SUITE 402 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 858-405-4448 MAIL ADDRESS: STREET 1: 5000 HOPYARD ROAD STREET 2: SUITE 402 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Surface Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20180522 D/A 1 primary_doc.xml X0708 D/A LIVE 0001741522 Surface Ophthalmics, Inc. 5000 HOPYARD ROAD SUITE 402 PLEASANTON CA CALIFORNIA 94588 858-405-4448 DELAWARE Surface Pharmaceuticals, Inc. Corporation true 2017 Kamran Hosseini c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Executive Officer Director Mark Baum c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Director Richard Lindstrom c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Director J. Andy Corley c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Director Adrienne Graves c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Director Perry Sternberg c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Executive Officer Director Shelley Thunen c/o Surface Ophthalmics, Inc. 5000 Hopyard Road, Suite 402 Pleasanton CA CALIFORNIA 94588 Director Other Health Care Decline to Disclose 06b true 0001741522-21-000003 2021-05-28 false true true false 0 Newbridge Securities Corporation 104065 Newbridge Securities Corporation 104065 1200 North Federal Highway Suite 400 Boca Raton FL FLORIDA 33433 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN false 30578103 25129840 5448263 $24,551,739 new money; $578,101.50 upon exercise of warrants false 444 0 1537096 true 0 false Surface Ophthalmics, Inc. /s/ Kamran Hosseini Kamran Hosseini Chief Executive Officer 2021-08-13