0001382963-18-000081.txt : 20180507 0001382963-18-000081.hdr.sgml : 20180507 20180504215523 ACCESSION NUMBER: 0001382963-18-000081 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180507 DATE AS OF CHANGE: 20180504 EFFECTIVENESS DATE: 20180507 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ivy Financial Development, LLC CENTRAL INDEX KEY: 0001739222 IRS NUMBER: 822975496 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-311748 FILM NUMBER: 18809536 BUSINESS ADDRESS: STREET 1: 110 WEST 40TH STREET STREET 2: SUITE 1103 CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 266-9200 MAIL ADDRESS: STREET 1: 110 WEST 40TH STREET STREET 2: SUITE 1103 CITY: NEW YORK STATE: NY ZIP: 10018 D 1 primary_doc.xml X0708 D LIVE 0001739222 Ivy Financial Development, LLC 110 WEST 40TH STREET Suite 1103 NEW YORK NY NEW YORK 10018 (212) 266-9200 DELAWARE None None Limited Liability Company true 2017 Wendy Cai-Lee 110 West 40th Street Suite 1103 New York NY NEW YORK 10018 Executive Officer Promoter Frank Fusco 110 West 40th Street Suite 1103 New York NY NEW YORK 10018 Executive Officer Johan Seo 110 West 40th Street Suite 1103 New York NY NEW YORK 10018 Executive Officer Steve LaFredo 110 West 40th Street Suite 1103 New York NY NEW YORK 10018 Executive Officer Commercial Banking Decline to Disclose 06b false 2018-04-26 false true true true false 0 Seapower Carpenter Capital, Inc. 38329 None None 2 Park Plaza Suite 550 Irvine CA CALIFORNIA 92614 CA CALIFORNIA NJ NEW JERSEY NY NEW YORK TX TEXAS true 10000000 2350000 7650000 false 8 117500 true 0 The Placement Agent is also entitled to receive Warrants exercisable for membership interests equal to 2.5% of the membership interests issued by the Issuer. 0 true Proceeds of the offering are to be used for general working capital, which may include ordinary course salaries to officers false Ivy Financial Development, LLC /s/Johan Seo Johan Seo General Counsel 2018-05-04