0001739001-20-000002.txt : 20200113 0001739001-20-000002.hdr.sgml : 20200113 20200113160202 ACCESSION NUMBER: 0001739001-20-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20200113 DATE AS OF CHANGE: 20200113 EFFECTIVENESS DATE: 20200113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Legion Partners Special Opportunities, L.P. IX CENTRAL INDEX KEY: 0001739001 IRS NUMBER: 823672931 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-311353 FILM NUMBER: 20523862 BUSINESS ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1240 CITY: LOS ANGELES STATE: CA ZIP: 90025 BUSINESS PHONE: 424-253-1774 MAIL ADDRESS: STREET 1: 12121 WILSHIRE BLVD. STREET 2: SUITE 1240 CITY: LOS ANGELES STATE: CA ZIP: 90025 D/A 1 primary_doc.xml X0708 D/A LIVE 0001739001 Legion Partners Special Opportunities, L.P. IX 12121 WILSHIRE BLVD. SUITE 1240 LOS ANGELES CA CALIFORNIA 90025 424-253-1774 DELAWARE None None Limited Partnership true 2017 N/A Legion Partners, LLC 12121 WILSHIRE BLVD., SUITE 1240 LOS ANGELES CA CALIFORNIA 90025 Promoter Legion Partners, LLC is the General Partner of the Issuer. N/A Legion Partners Asset Management, LLC 12121 WILSHIRE BLVD., SUITE 1240 LOS ANGELES CA CALIFORNIA 90025 Promoter Legion Partners Asset Management, LLC is the Investment Advisor of the Issuer. N/A Legion Partners Holdings, LLC 12121 WILSHIRE BLVD., SUITE 1240 LOS ANGELES CA CALIFORNIA 90025 Promoter Legion Partners Holdings, LLC is the Sole Owner of Legion Partners, LLC and Legion Partners Asset Management, LLC. Raymond T. White 12121 Wilshire Blvd., Suite 1240 Los Angeles CA CALIFORNIA 90025 Executive Officer Promoter Mr. White is a Member of Legion Partners Holdings, LLC. Christopher Kiper 12121 Wilshire Blvd., Suite 1240 Los Angeles CA CALIFORNIA 90025 Executive Officer Promoter Mr. Kiper is a Member of Legion Partners Holdings, LLC. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001739001-19-000001 2018-04-23 true true true false 25000 Indefinite 1953000 Indefinite false 18 0 0 0 false Legion Partners Special Opportunities, L.P. IX /s/ Raymond T. White Raymond T. White Member of the Managing Member of the GP 2020-01-13