0001738800-21-000001.txt : 20210115 0001738800-21-000001.hdr.sgml : 20210115 20210115131004 ACCESSION NUMBER: 0001738800-21-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 EFFECTIVENESS DATE: 20210115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carofin, LLC CENTRAL INDEX KEY: 0001738800 IRS NUMBER: 825278326 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-311581 FILM NUMBER: 21531185 BUSINESS ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 828-393-0088 EXT 520 MAIL ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 D/A 1 primary_doc.xml X0708 D/A LIVE 0001738800 Carofin, LLC 100 ELKS CLUB ROAD BREVARD NC NORTH CAROLINA 28712 828-393-0088 EXT 520 NORTH CAROLINA None None Limited Liability Company true 2018 Bruce Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Executive Officer Other Banking and Financial Services Decline to Disclose 06b true 0001738800-20-000001 2018-06-15 false true false 5000 Bruce Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 FL FLORIDA IL ILLINOIS NY NEW YORK NC NORTH CAROLINA TX TEXAS false 2690000 2190000 500000 false 10 0 0 There is no sales commission for this offering. 0 false Carofin, LLC Bruce V Roberts Bruce V Roberts CEO 2021-01-15