0001738800-19-000001.txt : 20191024 0001738800-19-000001.hdr.sgml : 20191024 20191024163113 ACCESSION NUMBER: 0001738800-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20191024 DATE AS OF CHANGE: 20191024 EFFECTIVENESS DATE: 20191024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carofin, LLC CENTRAL INDEX KEY: 0001738800 IRS NUMBER: 825278326 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-311581 FILM NUMBER: 191166583 BUSINESS ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 BUSINESS PHONE: 828-393-0088 EXT 520 MAIL ADDRESS: STREET 1: 100 ELKS CLUB ROAD CITY: BREVARD STATE: NC ZIP: 28712 D/A 1 primary_doc.xml X0708 D/A LIVE 0001738800 Carofin, LLC 100 ELKS CLUB ROAD BREVARD NC NORTH CAROLINA 28712 828-393-0088 EXT 520 NORTH CAROLINA None None Limited Liability Company true 2018 Bruce Roberts 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 Executive Officer Other Banking and Financial Services Decline to Disclose 06b true 0001738800-18-000002 2018-06-15 false true false 25000 Bruce Roberts 1489110 Carolina Financial Securities, LLC 41970 100 Elks Club Road Brevard NC NORTH CAROLINA 28712 FL FLORIDA NC NORTH CAROLINA TX TEXAS false Bruce Smith 2332178 Carolina Financial Securites, LLC 41970 10 Corbin Drive Darien CT CONNECTICUT 06820 NY NEW YORK false 1500000 1400000 100000 false 7 0 0 There is no sales commission for this offering. 0 false Carofin, LLC Bruce V Roberts Bruce V Roberts CEO 2019-10-24