0001802806-20-000004.txt : 20200701 0001802806-20-000004.hdr.sgml : 20200701 20200701160825 ACCESSION NUMBER: 0001802806-20-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200701 DATE AS OF CHANGE: 20200701 EFFECTIVENESS DATE: 20200701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Compass Therapeutics, Inc. CENTRAL INDEX KEY: 0001738021 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-370115 FILM NUMBER: 201005445 BUSINESS ADDRESS: STREET 1: 245 FIRST STREET, 3RD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 BUSINESS PHONE: 617-500-8099 MAIL ADDRESS: STREET 1: 245 FIRST STREET, 3RD FLOOR CITY: CAMBRIDGE STATE: MA ZIP: 02142 FORMER COMPANY: FORMER CONFORMED NAME: Olivia Ventures, Inc. DATE OF NAME CHANGE: 20180419 D 1 primary_doc.xml X0708 D LIVE 0001738021 Compass Therapeutics, Inc. 245 FIRST STREET, 3RD FLOOR CAMBRIDGE MA MASSACHUSETTS 02142 617-500-8099 DELAWARE Olivia Ventures, Inc. Corporation true 2018 Julie Sunderland c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Director Carl L. Gordon c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Director Thomas J. Schuetz c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Executive Officer Director Philip Ferneau c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Director Stephen P. Squinto c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Director Vered Bisker-Leib c/o Compass Therapeutics, Inc. 245 First Street Cambridge MA MASSACHUSETTS 02142 Executive Officer Other Decline to Disclose 06b false 2020-06-19 false true false 0 Raymond James & Associates, Inc. 705 None None 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States true B. Riley FBR, Inc. 25027 None None 11100 Santa Monica Blvd. Suite 800 Los Angeles CA CALIFORNIA 90025 All States true Katalyst Securities LLC 112494 None None 630 Third Avenue 5th Floor New York NY NEW YORK 10017 All States true 70000000 60482210 9517790 false 110 4700000 0 0 false Compass Therapeutics, Inc. /s/ Thomas Schuetz Thomas Schuetz Chief Executive Officer 2020-07-01