0000943663-18-000141.txt : 20180413 0000943663-18-000141.hdr.sgml : 20180413 20180413172842 ACCESSION NUMBER: 0000943663-18-000141 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180413 DATE AS OF CHANGE: 20180413 EFFECTIVENESS DATE: 20180413 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EnTrustPermal Special Opportunities Fund IV Ltd CENTRAL INDEX KEY: 0001737435 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-310202 FILM NUMBER: 18755108 BUSINESS ADDRESS: STREET 1: C/O ENTRUST PARTNERS LLC STREET 2: 375 PARK AVENUE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: (212) 888-1040 MAIL ADDRESS: STREET 1: C/O ENTRUST PARTNERS LLC STREET 2: 375 PARK AVENUE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 D 1 primary_doc.xml X0708 D LIVE 0001737435 EnTrustPermal Special Opportunities Fund IV Ltd C/O ENTRUST PARTNERS LLC 375 PARK AVENUE, 24TH FLOOR NEW YORK NY NEW YORK 10152 (212) 888-1040 CAYMAN ISLANDS None None Other Exempt company true 2017 n/a EnTrustPermal Partners Offshore LP 375 Park Avenue, 24th Floor New York NY NEW YORK 10152 Promoter Investment Advisor of the Issuer ("Investment Advisor" or "IA") Graham Hedley Cook Citco Fund Serv. (Cayman Islands) Ltd. 89 Nexus Way, 2nd Fl., PO Box 31106 Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1201 Director Allison B. Nolan Citco Fund Serv. (Cayman Islands) Ltd. 89 Nexus Way, 2nd Fl., PO Box 31106 Camana Bay, Grand Cayman E9 CAYMAN ISLANDS KY1-1201 Director Gregg S. Hymowitz 375 Park Avenue, 24th Floor New York NY NEW YORK 10152 Executive Officer Chief Executive Officer of the Investment Advisor Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 false 2018-03-27 true true false 5000000 EnTrustPermal Securities LLC 146443 EnTrustPermal Securities LLC 146443 300 Park Avenue, 16th Floor New York NY NEW YORK 10022 All States false Indefinite 683075000 Indefinite false 55 0 0 EnTrustPermal Securities LLC, broker-dealer affiliate of the IA, receives a fixed % of mgt. fee attributable to investors it refers to the Issuer. 15612 Total annual Directors' fees. Issuer also pays the IA a Mgt. Fee equal to a fixed percentage of the NAV of Issuer on the last day of each calendar quarter. false EnTrustPermal Special Opportunities Fund IV Ltd /s/ Bruce Kahne Bruce Kahne Authorized Signatory 2018-04-13