0001735913-18-000002.txt : 20180330 0001735913-18-000002.hdr.sgml : 20180330 20180329182806 ACCESSION NUMBER: 0001735913-18-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(5) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180329 EFFECTIVENESS DATE: 20180330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: UWS VENTURES III COI II, LLC CENTRAL INDEX KEY: 0001735913 IRS NUMBER: 824888760 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-308962 FILM NUMBER: 18724310 BUSINESS ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: (212) 721-5500 MAIL ADDRESS: STREET 1: 1065 AVENUE OF THE AMERICAS, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 D 1 primary_doc.xml X0708 D LIVE 0001735913 UWS VENTURES III COI II, LLC 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 (212) 721-5500 DELAWARE None None Limited Liability Company true 2018 DOUGLAS F. EISENBERG 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Promoter CHIEF EXECUTIVE OFFICER OF THE INDIRECT OWNER OF THE MGR OF THE ISSUER ("SPONSOR") JOHN ARRILLAGA, JR. 1065 AVENUE OF THE AMERICAS 31ST FLOOR NEW YORK NY NEW YORK 10018 Executive Officer Promoter FOUNDER OF THE SPONSOR Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.5 3C.7 false true false true true false 0 Indefinite 0 Indefinite false 0 0 0 0 true THE MANAGER IS ENTITLED TO A PERFORMANCE ALLOCATION. THE ASSET MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE PERFORMANCE ALLOCATION AND MANAGEMENT FEE ARE FULLY DISCUSSED IN THE ISSUER'S CONFIDENTIAL GOVERNING DOCUMENTS. false UWS VENTURES III COI II, LLC /S/ ALYSSA MALIN ALYSSA MALIN AUTHORIZED SIGNATORY OF THE MANAGER OF THE ISSUER 2018-03-29