0000897069-19-000203.txt : 20190405 0000897069-19-000203.hdr.sgml : 20190405 20190405095506 ACCESSION NUMBER: 0000897069-19-000203 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 EFFECTIVENESS DATE: 20190405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Glendower Access Secondary Opportunities IV (U.S.), L.P. CENTRAL INDEX KEY: 0001735807 IRS NUMBER: 823773414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-309510 FILM NUMBER: 19733686 BUSINESS ADDRESS: STREET 1: C/O INSTITUTIONAL CAPITAL NETWORK, INC. STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: (646) 214-7458 MAIL ADDRESS: STREET 1: C/O INSTITUTIONAL CAPITAL NETWORK, INC. STREET 2: 60 EAST 42ND STREET, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 D/A 1 primary_doc.xml X0708 D/A LIVE 0001735807 Glendower Access Secondary Opportunities IV (U.S.), L.P. C/O INSTITUTIONAL CAPITAL NETWORK, INC. 60 EAST 42ND STREET, 26TH FLOOR NEW YORK NY NEW YORK 10165 (646) 214-7458 DELAWARE None None Limited Partnership true 2018 -- Glendower Access Secondary Opportunities IV GP LLC c/o Institutional Capital Network, Inc. 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Promoter General Partner Justin Lioi c/o Institutional Capital Network, Inc. 60 East 42nd Street, 26th Floor New York NY NEW YORK 10165 Executive Officer Promoter Executive Officer of the Sole Member of the General Partner and Promoter of the Issuer. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0000897069-18-000221 true true true true false 250000 Raymond James & Associates, Inc. 705 Raymond James & Associates, Inc. 705 880 Carillon Parkway St. Petersburg FL FLORIDA 33716 All States false Indefinite 239560000 Indefinite false 390 0 0 Certain private placement clients of Raymond James & Associates, Inc. ("Raymond James") are required to pay (i) an upfront placement fee directly to Raymond James, and (ii) an ongoing annual fee to the fund (which is then paid to Raymond James). 0 false Glendower Access Secondary Opportunities IV (U.S.), L.P. Justin Lioi Justin Lioi Vice President of the Sole Member of the General Partner 2019-04-04