0001213900-18-006874.txt : 20180525 0001213900-18-006874.hdr.sgml : 20180525 20180525133729 ACCESSION NUMBER: 0001213900-18-006874 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180525 DATE AS OF CHANGE: 20180525 EFFECTIVENESS DATE: 20180525 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Aptorum Group Ltd CENTRAL INDEX KEY: 0001734005 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-313300 FILM NUMBER: 18860951 BUSINESS ADDRESS: STREET 1: 17/F, GUANGDONG INVESTMENT TOWER STREET 2: 148 CONNAUGHT ROAD CENTRAL CITY: HONG KONG STATE: F4 ZIP: 999077 BUSINESS PHONE: 852 2117 6611 MAIL ADDRESS: STREET 1: 17/F, GUANGDONG INVESTMENT TOWER STREET 2: 148 CONNAUGHT ROAD CENTRAL CITY: HONG KONG STATE: F4 ZIP: 999077 D 1 primary_doc.xml X0708 D LIVE 0001734005 Aptorum Group Ltd 17TH FLOOR, GUANGDONG INVESTMENT TOWER 148 CONNAUGHT ROAD CENTRAL HONG KONG K3 HONG KONG 000000 852 2117 6611 CAYMAN ISLANDS APTUS Holding Company Striker Asia Opportunities Fund Corporation None Other Cayman exempted company with limited liability true Ian Huen 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Executive Officer Director Darren Lui 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Executive Officer Director Warrants to purchase a number of Class A Ordinary Shares equal to 5.5% of the number of Class A Ordinary Shares issuable upon conversion of the Series A Notes issued in the offering. Keith Chan 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Executive Officer Sabrina Khan 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Executive Officer Clark Cheng 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Director Mirko Scherer 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Director Charles Bathurst 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Director Douglas Arner 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Director Justin Wu 17th Floor, Guangdong Investment Tower 148 Connaught Road Central Hong Kong K3 HONG KONG 000000 Director Biotechnology Decline to Disclose 06b false 2018-05-14 false true Convertible Note into Ordinary Shares false 10000 Boustead Securities, LLC 141391 None None 318 N. CARSON STREET CARSON CITY NV NEVADA 89701 NV NEVADA true China Renaissance Securities (Hong Kong) Limited 166318 China Renaissance Securities (Hong Kong) Limited 166318 UNITS 8107-08, INTL COMMERCE CTR NO.1 AUSTIN ROAD WEST KOWLOON K3 HONG KONG 000000 true 10000000 1600400 8399600 $150,000 of the Offering was sold pursuant to Regulation D; $1,450,400 was sold pursuant to Regulation S. true 0 1 68516 0 Warrants to purchase a number of Class A Ordinary Shares equal to 5.5% of the number of Class A Ordinary Shares issuable upon conversion of the Series A Notes issued in the offering. 0 false Aptorum Group Ltd /s/ Ian Huen Ian Huen Chief Executive Officer 2018-05-25