0001548872-18-000005.txt : 20180912 0001548872-18-000005.hdr.sgml : 20180912 20180912125304 ACCESSION NUMBER: 0001548872-18-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180912 DATE AS OF CHANGE: 20180912 EFFECTIVENESS DATE: 20180912 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Agency MBS Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001732755 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-306502 FILM NUMBER: 181066400 BUSINESS ADDRESS: STREET 1: C/O WALKERS NOMINEE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (345) 949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS NOMINEE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9001 D/A 1 primary_doc.xml X0708 D/A LIVE 0001732755 Galton Agency MBS Offshore Fund, Ltd. C/O WALKERS NOMINEE LIMITED 190 ELGIN AVENUE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9001 (345) 949-0100 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2018 Kevin Finnerty 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Charles R. Howe II 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Director Kevin A. Phillip c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Nicole Ramroop c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Don W. Ebanks c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Promoter Investment Adviser Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001732755-18-000001 2018-03-05 true true false 100000 Mariner Group Capital Markets, LLC 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MT MONTANA NE NEBRASKA NV NEVADA NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN WY WYOMING false Indefinite 22153092 Indefinite false 1 0 true 0 0 false Galton Agency MBS Offshore Fund, Ltd. /s/ Charles R. Howe II Charles R. Howe II Director 2018-09-12