0001473967-19-000003.txt : 20190911 0001473967-19-000003.hdr.sgml : 20190911 20190911074739 ACCESSION NUMBER: 0001473967-19-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190911 DATE AS OF CHANGE: 20190911 EFFECTIVENESS DATE: 20190911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galton Agency MBS Offshore Fund, Ltd. CENTRAL INDEX KEY: 0001732755 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-306502 FILM NUMBER: 191087172 BUSINESS ADDRESS: STREET 1: C/O WALKERS NOMINEE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9001 BUSINESS PHONE: (345) 949-0100 MAIL ADDRESS: STREET 1: C/O WALKERS NOMINEE LIMITED STREET 2: 190 ELGIN AVENUE CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-9001 D/A 1 primary_doc.xml X0708 D/A LIVE 0001732755 Galton Agency MBS Offshore Fund, Ltd. C/O WALKERS NOMINEE LIMITED 190 ELGIN AVENUE GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9001 (345) 949-0100 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2018 Kevin Finnerty 330 Madison Avenue 36th Floor New York NY NEW YORK 10017 Director Charles R. Howe II 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Director Kevin A. Phillip c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Nicole Ramroop c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director Don W. Ebanks c/o DMS Offshore Investment Services dms House 20 Genesis Close P.O. Box 314 Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Director N/A Mariner Investment Group, LLC 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 Promoter Investment Adviser Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 3C.7 true 0001548872-18-000005 2018-03-05 true true false 100000 Mariner Group Capital Markets, LLC 25878 None None 500 Mamaroneck Avenue Harrison NY NEW YORK 10528 RI RHODE ISLAND VT VERMONT HI HAWAII ME MAINE VA VIRGINIA MI MICHIGAN DE DELAWARE ID IDAHO IA IOWA MD MARYLAND MA MASSACHUSETTS AR ARKANSAS IL ILLINOIS UT UTAH IN INDIANA MN MINNESOTA AZ ARIZONA MT MONTANA MS MISSISSIPPI NJ NEW JERSEY NM NEW MEXICO AK ALASKA AL ALABAMA TX TEXAS NC NORTH CAROLINA ND NORTH DAKOTA NE NEBRASKA NY NEW YORK GA GEORGIA NV NEVADA TN TENNESSEE CA CALIFORNIA OK OKLAHOMA OH OHIO WY WYOMING FL FLORIDA SD SOUTH DAKOTA SC SOUTH CAROLINA CT CONNECTICUT WV WEST VIRGINIA DC DISTRICT OF COLUMBIA KY KENTUCKY WI WISCONSIN KS KANSAS OR OREGON LA LOUISIANA WA WASHINGTON CO COLORADO PA PENNSYLVANIA false Indefinite 164092324 Indefinite false 13 0 true 0 0 false Galton Agency MBS Offshore Fund, Ltd. /s/ Charles R. Howe II Charles R. Howe II Director 2019-09-11