0000950172-18-000034.txt : 20180223 0000950172-18-000034.hdr.sgml : 20180223 20180223145454 ACCESSION NUMBER: 0000950172-18-000034 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180223 DATE AS OF CHANGE: 20180223 EFFECTIVENESS DATE: 20180223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Deerfield TopCo Corp CENTRAL INDEX KEY: 0001731994 IRS NUMBER: 823971874 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-306320 FILM NUMBER: 18636047 BUSINESS ADDRESS: STREET 1: 55 EAST 52ND STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 BUSINESS PHONE: (212) 871-2000 MAIL ADDRESS: STREET 1: 55 EAST 52ND STREET, 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10055 D 1 primary_doc.xml X0708 D LIVE 0001731994 Deerfield TopCo Corp 55 EAST 52ND STREET, 31ST FLOOR NEW YORK NY NEW YORK 10055 (212) 871-2000 DELAWARE None None Corporation true 2017 Noah Gottdiener 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Executive Officer Director Became an officer and director of issuer on 2/13/18. Nic Volpi 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Director Became a director of issuer on 10/27/17. Jacob Silverman 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Executive Officer Director Became an officer and director of issuer on 2/13/18. Nancy Lewis 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Director Became a director of issuer on 2/13/18. Patrick Puzzuoli 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Executive Officer Became an officer of issuer on 2/13/18. Daniel Brenhouse 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Director Became a director of issuer on 10/27/17. Brett Marschke 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Executive Officer Became an officer of issuer on 2/13/18. Edward Forman 55 East 52nd Street, 31st Floor New York NY NEW YORK 10055 Executive Officer Became an officer of issuer on 2/13/18. Other Decline to Disclose 06b false 2018-02-13 true true true true Securities offered include restricted shares as well as options and the underlying shares of common stock issuable on vesting and exercise thereof true 20000 108420000 70890000 37530000 Total remaining to be sold includes value of unvested/unexercised options and restricted shares false 240 0 0 0 false Deerfield TopCo Corp /s/ Edward Forman Edward Forman Executive Vice President, General Counsel and Secretary 2018-02-23