0001507943-18-000019.txt : 20180125 0001507943-18-000019.hdr.sgml : 20180125 20180125133508 ACCESSION NUMBER: 0001507943-18-000019 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180125 DATE AS OF CHANGE: 20180125 EFFECTIVENESS DATE: 20180125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ASPE, LLC CENTRAL INDEX KEY: 0001729086 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-304103 FILM NUMBER: 18547768 BUSINESS ADDRESS: STREET 1: WELLS FARGO INVESTMENT INSTITUTE INC. STREET 2: 401 S TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28201 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: WELLS FARGO INVESTMENT INSTITUTE INC. STREET 2: 401 S TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28201 D 1 primary_doc.xml X0708 D LIVE 0001729086 RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ASPE, LLC WELLS FARGO INVESTMENT INSTITUTE INC. 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28201 704-383-6369 DELAWARE None None Limited Liability Company true 2018 N/A Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam Taback c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Managing Director of the Managing Member Britta Perkio Patterson c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Director of Alternative Investment Strategy of the Managing Member Daniel J. Mavico c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Chief Compliance Officer of the Managing Member Sean Nicolosi Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director of Alternative Investment Operations of the Managing Member Rob Coltrin c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of the Managing Member Michael Roman Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Vice President of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 All States false Indefinite 0 Indefinite false 0 0 0 0 false RIVERSIDE CAPITAL APPRECIATION VII ASP FUND, A SERIES OF ASPE, LLC /s/ Sean Nicolosi Sean Nicolosi Director of Alternative Investment Operations of MM 2018-01-25