0001728755-19-000001.txt : 20190212 0001728755-19-000001.hdr.sgml : 20190212 20190211175916 ACCESSION NUMBER: 0001728755-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20190212 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC CENTRAL INDEX KEY: 0001728755 IRS NUMBER: 821918474 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-305626 FILM NUMBER: 19586895 BUSINESS ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 125A CITY: ORINDA STATE: CA ZIP: 94563 BUSINESS PHONE: 4159830127 MAIL ADDRESS: STREET 1: 4 ORINDA WAY STREET 2: SUITE 125A CITY: ORINDA STATE: CA ZIP: 94563 FORMER COMPANY: FORMER CONFORMED NAME: VII Peaks Direct Lending fund, a Series of VII Peaks Series Funds LLC DATE OF NAME CHANGE: 20180119 D/A 1 primary_doc.xml X0708 D/A LIVE 0001728755 VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC 4 ORINDA WAY SUITE 125A ORINDA CA CALIFORNIA 94563 4159830127 DELAWARE VII Peaks Direct Lending fund, a Series of VII Peaks Series Funds LLC Limited Liability Company true 2017 Gurpreet Chandhoke 4 Orinda Way Suite 125-A Orinda CA CALIFORNIA 94563 Executive Officer Promoter Principal/Manager of the Managing Member of the Issuer Stephen Shea 4 Orinda Way Suite 125-A Orinda CA CALIFORNIA 94563 Executive Officer Promoter Principal/Manager of the Managing Member of the Issuer N/A VII Peaks Capital, LLC 4 Orinda Way Suite 125-A Orinda CA CALIFORNIA 94563 Promoter Managing Member of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001728755-18-000002 2018-02-13 true true false 100000 Indefinite 200000 Indefinite false 1 0 0 0 true The Managing Member of the Issuer will receive an asset-based management fee, and a performance allocation. false VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC Gurpreet Chandhoke Gurpreet Chandhoke Managing Member 2019-02-11