0001727123-18-000004.txt : 20180730 0001727123-18-000004.hdr.sgml : 20180730 20180730163828 ACCESSION NUMBER: 0001727123-18-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180730 DATE AS OF CHANGE: 20180730 EFFECTIVENESS DATE: 20180730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ambac Assurance Corp CENTRAL INDEX KEY: 0001727123 IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-318069 FILM NUMBER: 18978094 BUSINESS ADDRESS: STREET 1: ONE STATE STREET PLAZA, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-658-7470 MAIL ADDRESS: STREET 1: ONE STATE STREET PLAZA, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 D 1 primary_doc.xml X0708 D LIVE 0001727123 Ambac Assurance Corp ONE STATE STREET PLAZA, 15TH FLOOR NEW YORK NY NEW YORK 10004 212-658-7470 WISCONSIN CMI Credit Insurance, Inc. None Corporation true Alexander D. Greene c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director Ian D. Haft c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director David L. Herzog c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director Joan Lamm-Tennant c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director Claude LeBlanc c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer Director C. James Prieur c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director Jeffrey S. Stein c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Director David Barranco c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer Robert B. Eisman c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer Stephen M. Ksenak c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer Michael Reilly c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer David Trick c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer R. Sharon Smith c/o Ambac Financial Group, Inc. One State Street Plaza, 15th Floor New York NY NEW YORK 10004 Executive Officer Insurance Decline to Disclose 06b false true false true false 0 None None MOELIS & COMPANY LLC 145115 399 PARK AVENUE, 5TH FLOOR NEW YORK NY NEW YORK 10022 All States false None None Odeon Capital Group LLC 148493 750 LEXINGTON AVENUE, 27TH FLOOR NEW YORK NY NEW YORK 10022 All States false 366452625 0 366452625 false 0 0 true 0 true A fee to be determined taking into account the percentage of tenders received in the transaction. 0 true Ambac Assurance Corp /s/ Stephen M. Ksenak Stephen M. Ksenak Senior Managing Director and General Counsel 2018-07-30