0001507943-17-000122.txt : 20171218 0001507943-17-000122.hdr.sgml : 20171218 20171218164902 ACCESSION NUMBER: 0001507943-17-000122 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20171218 DATE AS OF CHANGE: 20171218 EFFECTIVENESS DATE: 20171218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC CENTRAL INDEX KEY: 0001725501 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-301041 FILM NUMBER: 171261948 BUSINESS ADDRESS: STREET 1: 525 MARKET STREET STREET 2: 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 617-210-3682 MAIL ADDRESS: STREET 1: 525 MARKET STREET STREET 2: 10TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D 1 primary_doc.xml X0708 D LIVE 0001725501 EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC 525 MARKET STREET 10TH FLOOR SAN FRANCISCO CA CALIFORNIA 94105 617-210-3682 DELAWARE None None Limited Liability Company true 2017 N/A Wells Capital Management Incorporated 525 Market Street, 10th Floor San Francisco CA CALIFORNIA 94105 Promoter Investment Advisor Kirk D. Hartman 333 S. Grand Avenue, 22nd Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Director Karen L. Norton 525 Market Street, 10th Floor San Francisco CA CALIFORNIA 94105 Executive Officer Director Siobhan C. Foy 2001 N Main Street, Suite 600 Walnut Creek CA CALIFORNIA 94596 Executive Officer Jon F. Baranko 100 Heritage Preserve, 1st Floor Menomonee Falls WI WISCONSIN 53051 Executive Officer Amru A. Khan 333 S. Grand Avenue, 22nd Floor Los Angeles CA CALIFORNIA 90071 Executive Officer Sallie C. Squire 525 Market Street, 10th Floor San Francisco CA CALIFORNIA 94105 Executive Officer Director Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 false 2017-12-15 true true false 0 Wells Fargo Funds Distributor, LLC 133366 None None 525 Market Street, 12th Floor San Francisco CA CALIFORNIA 94105 All States false Indefinite 10001000 Indefinite false 2 0 0 0 false EMERGING MARKETS SMALL CAP FUND, A SERIES OF 525 MARKET STREET FUND, LLC /s/ Siobhan C. Foy Siobhan C. Foy Chief Compliance Officer 2017-12-18