0001636587-20-000002.txt : 20200203 0001636587-20-000002.hdr.sgml : 20200203 20200203121757 ACCESSION NUMBER: 0001636587-20-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20200203 DATE AS OF CHANGE: 20200203 EFFECTIVENESS DATE: 20200203 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Shoals Financials Opportunity Fund, LP CENTRAL INDEX KEY: 0001724250 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-304878 FILM NUMBER: 20567733 BUSINESS ADDRESS: STREET 1: 1010 NORTH GLEBE ROAD, SUITE 730 CITY: ARLINGTON STATE: VA ZIP: 22201 BUSINESS PHONE: 703-763-0925 MAIL ADDRESS: STREET 1: 1010 NORTH GLEBE ROAD, SUITE 730 CITY: ARLINGTON STATE: VA ZIP: 22201 D/A 1 primary_doc.xml X0708 D/A LIVE 0001724250 Shoals Financials Opportunity Fund, LP 1010 NORTH GLEBE ROAD, SUITE 730 ARLINGTON VA VIRGINIA 22201 703-763-0925 DELAWARE None None Limited Partnership true 2017 - - Shoals Financials Opportunity GP, LLC 1010 N. Glebe Road, Suite 730 ARLINGTON VA VIRGINIA 22201 Executive Officer General Partner - - Shoals Capital Management L.P. 1010 N. Glebe Road, Suite 730 ARLINGTON VA VIRGINIA 22201 Executive Officer Investment Manager JEFFREY - HINKLE 1010 N. Glebe Road, Suite 730 ARLINGTON VA VIRGINIA 22201 Executive Officer Managing Partner and Chief Investment Officer of the Investment Manager Raymond A. Waterhouse, Jr. 1010 N. Glebe Road, Suite 730 ARLINGTON VA VIRGINIA 22201 Executive Officer Partner, Chief Operating Officer & Chief Compliance Officer of the Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001636587-19-000005 2018-02-01 true true true false 250000 N.A. Investcorp LLC 134162 None None 280 Park Avenue, 36th Floor New York NY NEW YORK 10017 AL ALABAMA CA CALIFORNIA GA GEORGIA IL ILLINOIS NY NEW YORK OH OHIO VA VIRGINIA false Zanbato Securities LLC 279028 None None 711 N. Shoreline Blvd. Mountain View CA CALIFORNIA 94043 AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MN MINNESOTA MO MISSOURI NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA PR PUERTO RICO SC SOUTH CAROLINA TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WI WISCONSIN WY WYOMING false Indefinite 149743000 Indefinite false 10 30135 0 A portion of management fees earned by the Investment Manager. 0 false Shoals Financials Opportunity Fund, LP Raymond A. Waterhouse, Jr. Raymond A. Waterhouse, Jr. Chief Compliance Officer 2020-02-03