0001724112-17-000001.txt : 20171208 0001724112-17-000001.hdr.sgml : 20171208 20171207180244 ACCESSION NUMBER: 0001724112-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171207 EFFECTIVENESS DATE: 20171208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WATERTON VENTURE XIII HOLDINGS, L.L.C. CENTRAL INDEX KEY: 0001724112 IRS NUMBER: 820740424 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-300308 FILM NUMBER: 171245711 BUSINESS ADDRESS: STREET 1: 30 SOUTH WACKER DRIVE, SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-948-4500 MAIL ADDRESS: STREET 1: 30 SOUTH WACKER DRIVE, SUITE 3600 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0708 D LIVE 0001724112 WATERTON VENTURE XIII HOLDINGS, L.L.C. 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 312-948-4500 DELAWARE None None Limited Liability Company true 2017 DAVID R. SCHWARTZ 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 Executive Officer Director ERIN H. ANKIN 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 Executive Officer Promoter Ms. Ankin is the authorized person making decisions of Waterton Investments, L.L.C., Sole Member of Waterton Venture XIII GP, LLC who is the Manager of the Issuer. RICHARD HURD 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 Executive Officer Director PHILIP J. LUKOWSKI 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 Executive Officer Director DOUGLAS G. DENYER 30 SOUTH WACKER DRIVE 36TH FLOOR CHICAGO IL ILLINOIS 60606 Executive Officer REITS and Finance Decline to Disclose 06b 3C 3C.5 false 2017-11-22 false true true true Consisting of 12.0% in Class B Membership Interests false 1000 CHARLES B. HARRISON 3071551 H & L EQUITIES, LLC 113794 1175 PEACHTREE STREET SUITE 2200 ATLANTA GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false SCOTT HARRISON 4981070 H & L EQUITIES, LLC 113794 1175 PEACHTREE STREET SUITE 2200 ATLANTA GA GEORGIA 30361 FL FLORIDA GA GEORGIA TX TEXAS false PHYLLIS JOHNSON 1020488 H & L EQUITIES, LLC 113794 1175 PEACHTREE STREET SUITE 2200 ATLANTA GA GEORGIA 30361 GA GEORGIA TX TEXAS false PATRICK J. WHELCHEL 5389090 H & L EQUITIES, LLC 113794 1175 PEACHTREE STREET SUITE 2200 ATLANTA GA GEORGIA 30361 GA GEORGIA false LORI MAYFIELD 4899271 H & L EQUITIES, LLC 113794 1175 PEACHTREE STREET SUITE 2200 ATLANTA GA GEORGIA 30361 GA GEORGIA false 125000 55000 70000 false 55 6250 true 0 5% of aggregate $125,000 offering amount. 0 false WATERTON VENTURE XIII HOLDINGS, L.L.C. DAVID R. SCHWARTZ DAVID R. SCHWARTZ PRESIDENT 2017-12-07