0001723076-17-000001.txt : 20171120 0001723076-17-000001.hdr.sgml : 20171120 20171120115508 ACCESSION NUMBER: 0001723076-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 EFFECTIVENESS DATE: 20171120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CLO FUNDING, LTD. CENTRAL INDEX KEY: 0001723076 IRS NUMBER: 000000000 STATE OF INCORPORATION: Y7 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-299126 FILM NUMBER: 171213107 BUSINESS ADDRESS: STREET 1: FIRST FLOOR, DOREY COURT STREET 2: ADMIRAL PARK CITY: ST PETER PORT STATE: Y7 ZIP: GY16HJ BUSINESS PHONE: 972-628-4100 MAIL ADDRESS: STREET 1: 300 CRESCENT COURT STREET 2: SUITE 700 CITY: DALLAS STATE: TX ZIP: 75201 D 1 primary_doc.xml X0708 D LIVE 0001723076 HIGHLAND CLO FUNDING, LTD. FIRST FLOOR, DOREY COURT ADMIRAL PARK ST PETER PORT Y7 GUERNSEY GY16HJ 972-628-4100 GUERNSEY ACIS LOAN FUNDING, LTD. None Corporation true 2015 WILLIAM SCOTT LE TRUCHON RUE DU GREE ST PIERRE DU BOIS Y7 GUERNSEY GY79BF Director HEATHER BESTWICK 1 LES ORMES FARM LA RUE DE LA BLANCHE PIERRE ST LAWRENCE Y9 JERSEY JE31EX Director . HIGHLAND CAPITAL MANAGEMENT, L.P. 300 CRESCENT COURT SUITE 700 DALLAS TX TEXAS 75201 Promoter The 2 independent directors will be compensated in an aggregate amount of <$150K/year. The relying adviser and the portfolio manager will be reimbursed for out of pocket expenses and may earn an incentive fee in accordance with the fund's offering docs. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2017-11-15 false true true false 1000000 NONE None None None N/A N/A XX Unknown 00000 All States false 153000000 153000000 0 false 12 0 0 150000 true The 2 independent directors will be compensated in an aggregate amount of <$150K/year. The relying adviser and the portfolio manager will be reimbursed for out of pocket expenses and may earn an incentive fee in accordance with the fund's offering docs. false HIGHLAND CLO FUNDING, LTD. /S/JAMES DONDERO JAMES DONDERO PRESIDENT OF PORTFOLIO MANAGER 2017-11-20