0001140361-17-043293.txt : 20171120 0001140361-17-043293.hdr.sgml : 20171120 20171120103907 ACCESSION NUMBER: 0001140361-17-043293 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 EFFECTIVENESS DATE: 20171120 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKWOOD SFL INVESTORS, LLC CENTRAL INDEX KEY: 0001722978 IRS NUMBER: 822470867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-299112 FILM NUMBER: 171212910 BUSINESS ADDRESS: STREET 1: C/O BROOKWOOD FINANCIAL PARNERS, LLC STREET 2: 138 CONANT STREET CITY: BEVERLY STATE: MA ZIP: 01915 BUSINESS PHONE: 978-927-8300 MAIL ADDRESS: STREET 1: C/O BROOKWOOD FINANCIAL PARNERS, LLC STREET 2: 138 CONANT STREET CITY: BEVERLY STATE: MA ZIP: 01915 D 1 primary_doc.xml X0708 D LIVE 0001722978 BROOKWOOD SFL INVESTORS, LLC C/O BROOKWOOD FINANCIAL PARNERS, LLC 138 CONANT STREET BEVERLY MA MASSACHUSETTS 01915 978-927-8300 DELAWARE None None Limited Liability Company true 2017 Thomas Nicholas Trkla C/O BROOKWOOD FINANCIAL PARNERS, LLC 138 CONANT STREET BEVERLY MA MASSACHUSETTS 01915 Executive Officer Promoter Mr. Trkla is a managing member of the Managing Member (Brookwood SFL Co., LLC) of the Issuer. Thomas W. Brown C/O BROOKWOOD FINANCIAL PARNERS, LLC 138 CONANT STREET BEVERLY MA MASSACHUSETTS 01915 Executive Officer Promoter Mr. Brown is a managing member of the Managing Member (Brookwood SFL Co., LLC) of the Issuer. Other Real Estate Decline to Disclose 06b false 2017-11-03 false true true Limited Liability Membership Interests false 0 None None BROOKWOOD SECURITIES PARTNERS, LLC 35187 138 CONANT STREET BEVERLY MA MASSACHUSETTS 01915 AK ALASKA AL ALABAMA AR ARKANSAS AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA DE DELAWARE FL FLORIDA GA GEORGIA HI HAWAII IA IOWA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MD MARYLAND ME MAINE MI MICHIGAN MN MINNESOTA MO MISSOURI MT MONTANA NC NORTH CAROLINA NE NEBRASKA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NV NEVADA NY NEW YORK OH OHIO OK OKLAHOMA PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA SD SOUTH DAKOTA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA VT VERMONT WA WASHINGTON WI WISCONSIN false 10575000 7939000 2636000 false 94 634500 true 0 A commission of 6% of the price per Unit will be paid to persons named in Item 12 subject to reduction or elimination at the Manager's discretion based on certain factors. The amount disclosed is the maximum amount of commission that can be paid. 0 Persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering. The amounts of such payments cannot be estimated at this time. false BROOKWOOD SFL INVESTORS, LLC /s/ Thomas W. Brown Thomas W. Brown Managing Member of the Managing Member of the Issuer 2017-11-20