0001721339-25-000005.txt : 20251008 0001721339-25-000005.hdr.sgml : 20251008 20251008135336 ACCESSION NUMBER: 0001721339-25-000005 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20251008 DATE AS OF CHANGE: 20251008 EFFECTIVENESS DATE: 20251008 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC CENTRAL INDEX KEY: 0001721339 ORGANIZATION NAME: EIN: 823215030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-314219 FILM NUMBER: 251381892 BUSINESS ADDRESS: STREET 1: 1 PLUCKEMIN WAY, SUITE 303 CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: (908) 375-8042 MAIL ADDRESS: STREET 1: 1 PLUCKEMIN WAY, SUITE 303 CITY: BEDMINSTER STATE: NJ ZIP: 07921 FORMER COMPANY: FORMER CONFORMED NAME: Carapace Buffered Equity Fund Series - 1, a series of Carapace Funds, LLC DATE OF NAME CHANGE: 20171031 D/A 1 primary_doc.xml X0708 D/A LIVE 0001721339 Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC 1 PLUCKEMIN WAY, SUITE 303 BEDMINSTER NJ NEW JERSEY 07921 (908) 375-8042 DELAWARE Carapace Buffered Equity Fund Series - 1, a Series of Carapace Funds, LLC Carapace Buffered Equity Fund Series - 1, a series of Carapace Funds, LLC Limited Liability Company true --- Carapace Financial Advisors LLC One Pluckemin Way Suite 203 Bedminster NJ NEW JERSEY 07921 Executive Officer Manager of the Fund Frederick Ziwot One Pluckemin Way Suite 203 Bedminster NJ NEW JERSEY 07921 Executive Officer President and Chief Investment Officer, Carapace Financial Advisors, LLC, the Manager - Oliver Luxxe Assets, LLC 17 Mendham Road Suite 200 Gladstone NJ NEW JERSEY 07934 Promoter Adviser to the Issuer Joseph Sharma 17 Mendham Road Suite 200 Gladstone NJ NEW JERSEY 07934 Promoter Chief Investment Officer of Oliver Luxxe Assets, LLC Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001721339-24-000001 2018-05-22 true true true Limited Liability Company Interests false 100000 Indefinite 11515000 Indefinite false 57 0 0 0 false Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC /s/ Frederick P. Ziwot Frederick P. Ziwot President and CIO, Carapace Financial Advisors, LLC 2025-10-08