0001721339-23-000002.txt : 20231013 0001721339-23-000002.hdr.sgml : 20231013 20231013135240 ACCESSION NUMBER: 0001721339-23-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20231013 DATE AS OF CHANGE: 20231013 EFFECTIVENESS DATE: 20231013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC CENTRAL INDEX KEY: 0001721339 IRS NUMBER: 823215030 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-314219 FILM NUMBER: 231324710 BUSINESS ADDRESS: STREET 1: 1 PLUCKEMIN WAY, SECOND FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 BUSINESS PHONE: (908) 375-8042 MAIL ADDRESS: STREET 1: 1 PLUCKEMIN WAY, SECOND FLOOR CITY: BEDMINSTER STATE: NJ ZIP: 07921 FORMER COMPANY: FORMER CONFORMED NAME: Carapace Buffered Equity Fund Series - 1, a series of Carapace Funds, LLC DATE OF NAME CHANGE: 20171031 D/A 1 primary_doc.xml X0708 D/A LIVE 0001721339 Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC 1 PLUCKEMIN WAY, SECOND FLOOR BEDMINSTER NJ NEW JERSEY 07921 (908) 375-8072 DELAWARE Carapace Buffered Equity Fund Series - 1, a Series of Carapace Funds, LLC Carapace Buffered Equity Fund Series - 1, a series of Carapace Funds, LLC Limited Liability Company true --- Carapace Financial Advisors LLC One Pluckemin Way Suite 203 Bedminster NJ NEW JERSEY 07921 Executive Officer Manager of the Fund Frederick Ziwot One Pluckemin Way Suite 203 Bedminster NJ NEW JERSEY 07921 Executive Officer President and Chief Investment Officer, Carapace Financial Advisors, LLC, the Manager - Oliver Luxxe Assets, LLC 17 Mendham Road Suite 200 Gladstone NJ NEW JERSEY 07934 Promoter Adviser to the Issuer Joseph Sharma 17 Mendham Road Suite 200 Gladstone NJ NEW JERSEY 07934 Promoter Chief Investment Officer of Oliver Luxxe Assets, LLC Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.1 true 0001567619-22-018515 2018-05-22 true true true Limited Liability Company Interests false 100000 Indefinite 11415000 Indefinite false 56 0 0 0 false Carapace Buffered Dividend Income Fund Series - 1, a series of Carapace Funds, LLC Frederick P. Ziwot Frederick P. Ziwot President and CIO, Carapace Financial Advisors, LLC 2023-10-13