0001720453-26-000003.txt : 20260708 0001720453-26-000003.hdr.sgml : 20260708 20260707200014 ACCESSION NUMBER: 0001720453-26-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506(b) provides a "safer harbor" for a private offering FILED AS OF DATE: 20260708 DATE AS OF CHANGE: 20260707 EFFECTIVENESS DATE: 20260708 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PT Financial Companies LLC CENTRAL INDEX KEY: 0001720453 ORGANIZATION NAME: EIN: 821273671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-589898 FILM NUMBER: 261160594 BUSINESS ADDRESS: STREET 1: 500 WEST MADISON STREET 2: SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-521-1130 MAIL ADDRESS: STREET 1: 500 WEST MADISON STREET 2: SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60661 FORMER COMPANY: FORMER CONFORMED NAME: PT Financial Companies, LLC DATE OF NAME CHANGE: 20171023 D 1 primary_doc.xml X0708 D LIVE 0001720453 PT Financial Companies LLC 500 WEST MADISON SUITE 450 CHICAGO IL ILLINOIS 60661 312-521-1130 DELAWARE PT Financial Companies, LLC Limited Liability Company true Chirag G. Shah 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Executive Officer Director Ryan M. Gazda 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Executive Officer Anthony J. DePalo 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Richard S. Berg 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Zachary R. Johnson 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Scott Reed 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Heather Kreager 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Adam C. Buresh 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Richard W. Graham, Jr. 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Eric P. Brown 500 West Madison Suite 450 Chicago IL ILLINOIS 60661 Director Other Banking and Financial Services Decline to Disclose 06b false 2026-06-23 false true false 10000 1389610 1389610 0 false 6 0 0 0 false PT Financial Companies LLC /s/ Ryan M. Gazda Ryan M. Gazda Chief Financial Officer 2026-07-07