0001720453-17-000001.txt : 20171024 0001720453-17-000001.hdr.sgml : 20171024 20171024124228 ACCESSION NUMBER: 0001720453-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171024 DATE AS OF CHANGE: 20171024 EFFECTIVENESS DATE: 20171024 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PT Financial Companies, LLC CENTRAL INDEX KEY: 0001720453 IRS NUMBER: 821273671 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-297296 FILM NUMBER: 171150445 BUSINESS ADDRESS: STREET 1: 500 WEST MADISON, SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60661 BUSINESS PHONE: 312-521-1130 MAIL ADDRESS: STREET 1: 500 WEST MADISON, SUITE 450 CITY: CHICAGO STATE: IL ZIP: 60661 D 1 primary_doc.xml X0708 D LIVE 0001720453 PT Financial Companies, LLC 500 West Madison, Suite 450 Chicago IL ILLINOIS 60661 312-521-1000 DELAWARE PT Financial, LLC None Limited Liability Company true Richard Scott Berg 500 West Madison, Suite 450 Chicago IL ILLINOIS 60661 Executive Officer Chief Executive Officer and Manager Philip Mark Nussbaum 500 West Madison, Suite 450 Chicago IL ILLINOIS 60661 Executive Officer Chairman and Manager David Floyd Wilding 500 West Madison, Suite 450 Chicago IL ILLINOIS 60661 Executive Officer General Counsel and Chief Compliance Officer Other Banking and Financial Services Decline to Disclose 06b false 2017-09-29 false true false 168750 8032500 8032500 0 false 17 0 0 8032500 false PT Financial Companies, LLC David F. Wilding David F. Wilding General Counsel/CCO 2017-10-24