0001718271-21-000001.txt : 20211216 0001718271-21-000001.hdr.sgml : 20211216 20211216121833 ACCESSION NUMBER: 0001718271-21-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211216 DATE AS OF CHANGE: 20211216 EFFECTIVENESS DATE: 20211216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prometheum, Inc. CENTRAL INDEX KEY: 0001718271 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 822921648 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-425313 FILM NUMBER: 211496828 BUSINESS ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 2122691400 MAIL ADDRESS: STREET 1: 120 WALL STREET STREET 2: 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 D 1 primary_doc.xml X0708 D LIVE 0001718271 Prometheum, Inc. 120 WALL STREET 25TH FLOOR NEW YORK NY NEW YORK 10005 (212) 246-8000 DELAWARE None None Corporation true 2017 Aaron L. Kaplan 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Director Promoter Benjamin S. Kaplan 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Director Promoter Martin H. Kaplan 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Director Promoter Alexander Shapiro 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Gareth Jenkins 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Randy Sofferman 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Rosemarie Fanelli 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Executive Officer Feng Xiao 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Director Jerry Schneider 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Director Jonathan Braun 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Director Scott Goldstein 120 Wall Street, 25th Floor New York NY NEW YORK 10005 Director Other Banking and Financial Services Decline to Disclose 06b false 2021-12-13 false true false 100000 Network 1 Financial Securities, Inc. 13577 None None The Galleria, Suite 241 2 Bridge Avenue Red Bank NJ NEW JERSEY 07701 All States false 10000000 5527000 4473000 The Issuer may increase the total offering amount from time to time in its sole discretion. false 33 442160 0 The Issuer agreed to pay sales commissions equal to 8% of the amount sold. 0 false Prometheum, Inc. /s/ Aaron L. Kaplan Aaron L. Kaplan Co-Chief Executive Officer 2021-12-16